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Swarm Technology v. Amazon: US9852004B2 Affirmed Unpatentable | PatSnap
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Case ID23-2323
FiledAug 2023
ClosedJun 2025
Patent Litigation

Swarm Technology v. Amazon: Federal Circuit Affirms US9852004B2 Unpatentable

Swarm Technology LLC appealed a patentability ruling against Amazon.com and Amazon Web Services over US9852004B2, a patent covering dynamically configurable parallel co-processing systems. The Federal Circuit affirmed the unpatentability finding, closing a 676-day appellate proceeding with no path to reinstatement at this level.

Resolution time
676days
676 days — above the Federal Circuit’s typical 12–18 month appellate timeline
Patents asserted
1
US9852004B2 — parallel processing via dynamically configurable proactive co-processing cells
Outcome
Unpatentable
Lower unpatentability finding upheld; no reversible error found by the Federal Circuit
Cost ruling
Unpatentable
Patent claims cancelled; basis of termination recorded as Unpatentable
Published by PatSnap Insights Team · Verified by PatSnap Eureka Data
Case overview

Federal Circuit closes Swarm Technology’s parallel-processing patent appeal

Swarm Technology LLC filed this appeal at the Court of Appeals for the Federal Circuit on 24 August 2023, challenging a prior determination that US9852004B2 was unpatentable. The patent, filed under application number US14/340332, protects a system and method for parallel processing using dynamically configurable proactive co-processing cells — technology relevant to distributed and cloud computing architectures. The defendants, Amazon.com Inc. and its subsidiary Amazon Web Services Inc., successfully defended the unpatentability position before the lower tribunal.

On 30 June 2025, the Federal Circuit issued its order affirming the lower decision, recording the basis of termination as Unpatentable. An affirmance at this level means the appellate court found no reversible legal or factual error in the tribunal below. The practical effect is that the claims of US9852004B2 stand cancelled, eliminating Swarm Technology’s ability to enforce the patent against Amazon or any other party on the basis of those claims.

The 676-day duration of the appellate proceeding is longer than the Federal Circuit’s typical resolution window, suggesting the matter may have involved substantive briefing on complex patentability questions — potentially relating to prior art scope or claim construction. The public record does not disclose whether settlement discussions occurred in parallel or whether any claims were severed. Swarm Technology’s options for further review are limited to a petition for en banc rehearing or a certiorari petition to the Supreme Court, both of which face a high bar.

Case at a glance
Case no.23-2323
CourtCourt of Appeals for the Federal Circuit
JudgeN/A
FiledAugust 24, 2023
ClosedJune 30, 2025
Duration676 days
OutcomeUnpatentable
Verdict causePatentability
BasisUnpatentable
Prior Art Intelligence
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Case timeline

Filing to Unpatentable in 676 days

676 days — above the Federal Circuit’s typical 12–18 month appellate timeline

Case timeline: Appeal filed AUG 24 2023, JUL–AUG — 676 days total Horizontal timeline showing the three key events in SWARM TECHNOLOGY LLC v Amazon.com, Inc. from filing to resolution. Source: PACER, Court of Appeals for the Federal Circuit. AUG 24 2023 Appeal filed Pre-trial proceedings JUN 30 2025 Unpatentable 676 DAYS TOTAL
Court ruling

Federal Circuit affirms: what the unpatentability ruling means for both parties

Legal mechanism

Affirmance means the lower decision stands in full

When the Federal Circuit affirms, it concludes that the tribunal below committed no reversible error — whether legal or factual. The unpatentability determination is therefore final at this appellate level. The claims of US9852004B2 are cancelled and cannot be revived through further prosecution of the same application. Swarm Technology would need to seek en banc rehearing or Supreme Court certiorari to disturb this outcome, both of which are rarely granted.

No reversible error found
Patent holder outcome

Swarm Technology loses enforceability of its core parallel-processing patent

The affirmance extinguishes Swarm Technology’s ability to assert US9852004B2 against Amazon or any third party. Any licensing programme built on this patent is effectively nullified. If Swarm Technology holds continuation or divisional applications derived from the same priority chain, those may remain in play — but the specific claims adjudicated here are cancelled. The ruling substantially weakens Swarm’s IP position in the parallel and distributed processing space.

Patent claims cancelled
Challenger outcome

Amazon and AWS secure freedom to operate without this patent overhead

Amazon.com and Amazon Web Services emerge from the proceeding with a Federal Circuit-backed confirmation that US9852004B2 poses no valid patent barrier to their cloud and parallel-processing operations. The affirmance also raises the bar for any future assertion of related claims against Amazon by Swarm or any successor-in-interest. White & Case LLP’s successful defence at appellate level reinforces the strength of the invalidity arguments advanced at the lower tribunal.

Freedom to operate secured
Commercial implications

Affirmed cancellation strengthens Amazon’s cloud IP position sector-wide

For the broader cloud computing and parallel-processing sector, a Federal Circuit affirmance of unpatentability is a high-authority precedent. Competitors and licensees facing similar co-processing architecture claims can cite this outcome in their own invalidity arguments. The ruling may deter similar patent assertion entity activity targeting dynamically configurable parallel-processing systems, and signals that such claims face rigorous scrutiny at both the tribunal and appellate levels.

Sector-wide precedent value
Legal analysis based on PACER docket records for case 23-2323 and PatSnap Eureka litigation intelligence Search PatSnap Eureka ↗
Parties and representation

Full party and counsel information

RoleNameTypeDetail
PlaintiffSWARM TECHNOLOGY LLCCompanyParallel processing IP licensing entity — holder of US9852004B2Search in Eureka ↗
DefendantAmazon.com, Inc.CompanyAmazon.com Inc. and Amazon Web Services Inc. — global cloud and e-commerce operatorSearch in Eureka ↗
Co-DefendantAmazon Web Services, Inc.CompanySearch in Eureka ↗
Plaintiff counselChristine N. JonesAttorneyCounsel for SWARM TECHNOLOGY LLCSearch in Eureka ↗
Plaintiff counselDaniel Joseph AndersonAttorneyCounsel for SWARM TECHNOLOGY LLCSearch in Eureka ↗
Plaintiff counselMeredith Leigh Martin AddyAttorneyCounsel for SWARM TECHNOLOGY LLCSearch in Eureka ↗
Plaintiff counselMichael K. KellyAttorneyCounsel for SWARM TECHNOLOGY LLCSearch in Eureka ↗
Plaintiff law firmAddyhart, PCLaw FirmRepresenting SWARM TECHNOLOGY LLCSearch in Eureka ↗
Plaintiff law firmNewman Jones PLLCLaw FirmRepresenting SWARM TECHNOLOGY LLCSearch in Eureka ↗
Defendant counselAdam Michael GreenfieldAttorneyCounsel for Amazon.com, Inc.Search in Eureka ↗
Defendant counselHallie Elizabeth KiernanAttorneyCounsel for Amazon.com, Inc.Search in Eureka ↗
Defendant counselMark S. DaviesAttorneyCounsel for Amazon.com, Inc.Search in Eureka ↗
Defendant law firmWhite & Case LLPLaw FirmRepresenting Amazon.com, Inc.Search in Eureka ↗
Presiding judgeJudge N/AJudgeCourt of Appeals for the Federal CircuitSearch in Eureka ↗
Official verdict

Official order — verbatim text

“THIS CAUSE having been considered, it is ORDERED AND ADJUDGED: AFFIRMED”
Source: PACER Docket, Case 23-2323, Court of Appeals for the Federal Circuit

The Federal Circuit’s order — ‘THIS CAUSE having been considered, it is ORDERED AND ADJUDGED: AFFIRMED’ — is an unqualified affirmance with no remand, no partial reversal, and no qualification. At the Federal Circuit, affirmance of an unpatentability determination is reviewed under an abuse-of-discretion or substantial-evidence standard depending on the underlying question. The unqualified language indicates the court found the lower tribunal’s findings fully supported. The basis of termination recorded as ‘Unpatentable’ confirms the claims are cancelled rather than merely stayed or remanded for further proceedings.

PACER case 23-2323 · Public docket record Explore in Eureka ↗
Patent at issue

US9852004B2 — Parallel processing via dynamically configurable co-processing cells

Publication No.US9852004B2
Application No.US14/340332
Patent details
ProductParallel processing system using dynamically configurable proactive co-processing cells
Cited in actionAugust 24, 2023

US9852004B2, filed under application number US14/340332, protects a system and method for parallel processing that uses dynamically configurable proactive co-processing cells. The invention addresses how computational workloads can be distributed and reconfigured across processing units in real time, a fundamental challenge in high-performance and cloud computing. The ‘proactive’ co-processing framing suggests the patent covers anticipatory workload allocation — a technically specific and commercially significant capability in scalable distributed architectures.

The patent sits squarely within the infrastructure layer of cloud computing, making it directly relevant to providers of elastic compute, parallel data processing, and high-performance computing services. Amazon Web Services operates numerous services — including EC2, Lambda, and parallel data processing pipelines — that could plausibly intersect with dynamically configurable co-processing architectures. The Federal Circuit’s affirmance of unpatentability removes this specific patent as a risk vector, but the underlying technical territory remains actively contested by other patent holders in the distributed computing space.

Patent data sourced from USPTO via PatSnap Eureka patent database Search patent records in Eureka ↗
Freedom to operate

Should you run an FTO against US9852004B2 and its patent family?

Cloud infrastructure providers, HPC platform operators, and developers of dynamically configurable parallel-processing systems should note that while US9852004B2 has been confirmed unpatentable, the priority family under US14/340332 may include continuation or divisional applications covering overlapping subject matter. Any organisation deploying co-processing architectures with dynamic workload configuration — whether on-premises or in the cloud — should verify that no live family members assert similar claims before concluding freedom to operate.

PatSnap Eureka’s FTO Search Agent can map the full patent family of US14/340332, identify live continuations, and surface prior art that informed the unpatentability finding in this case. R&D and product teams building parallel or distributed compute systems can use Eureka to benchmark their architectures against the claim scope of related applications and flag any live exposure before product launch or investment decisions.

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Strategic implications

What this case signals for the cloud computing IP landscape

The Federal Circuit’s affirmance of unpatentability in Swarm v. Amazon carries concrete implications for IP strategy in distributed and parallel-processing technology.

Cancelled parallel-processing claims reduce licensing exposure for AWS competitors

With US9852004B2 now confirmed unpatentable at Federal Circuit level, cloud infrastructure providers facing similar co-processing architecture claims have a high-authority decision to cite. Companies operating dynamically configurable compute systems should monitor whether Swarm Technology pursues related continuation applications from the same priority chain.

Patent assertion entities face higher bar for co-processing architecture claims

The affirmance suggests the prior art landscape for dynamically configurable parallel co-processing systems is well-developed enough to defeat patentability. R&D teams filing new applications in this space should conduct thorough prior art searches and ensure claims are carefully differentiated from the scope addressed in this proceeding.

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Frequently asked questions

SWARM v Amazon.com — key questions answered

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Monitor parallel processing patent risk before your next cloud build

The cancellation of US9852004B2 removes one risk vector, but the co-processing patent landscape remains active. Run an FTO search on live family members and track new filings in distributed compute architecture with PatSnap Eureka.

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