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ALD Conformal Coating in 3D NAND — PatSnap Eureka

ALD Conformal Coating in 3D NAND — PatSnap Eureka
Semiconductor · ALD · 3D NAND

How ALD Enables Conformal Thin Film Coating in High-Aspect-Ratio 3D NAND

Atomic layer deposition's self-limiting surface chemistry is the only deposition method capable of reliably coating the interior of aspect-ratio features exceeding 60:1 in current 3D NAND designs — a conclusion supported by more than 50 patents from Lam Research, Samsung, SanDisk, ASM IP, Applied Materials, and YMTC.

ALD 4-Step Self-Limiting Cycle: (1) Precursor Adsorption, (2) Purge, (3) Co-Reactant Exposure, (4) Purge — enables conformal step coverage independent of local flux variation The four sequential steps of an atomic layer deposition cycle as described in Lam Research's 2019 patent. Each cycle deposits one self-limiting monolayer, making film thickness independent of precursor flux — the key property enabling conformal coating of 3D NAND channel holes with aspect ratios exceeding 60:1. ALD Self-Limiting Cycle — 4 Steps per Monolayer 1 Precursor Adsorbs to surface sites 2 Purge Excess precursor out 3 Co-Reactant Reacts with adsorbed layer 4 Purge By-products removed = 1 Self-Limiting Monolayer · Cycle Repeats for Target Thickness
50+
Patents analysed across ALD & 3D NAND
60:1
Minimum channel hole aspect ratio in current 3D NAND
300:1
Maximum AR ALD conformality confirmed (Applied Materials, 2024)
3–20 nm
ALD sidewall passivation film thickness in RIE-ALD cycles
Fundamental Mechanism

Self-Limiting Surface Chemistry: Why ALD Outperforms CVD in High-Aspect-Ratio Features

The defining advantage of atomic layer deposition over CVD or PVD in 3D NAND fabrication is its reliance on sequential, self-limiting surface reactions rather than continuous gas-phase decomposition. As described by Lam Research Corporation (2019), a standard ALD cycle consists of four steps: (i) introduction of a precursor that adsorbs onto available surface sites up to a self-limiting monolayer; (ii) purge of excess precursor; (iii) introduction of a co-reactant or oxidant that reacts only with the adsorbed species; and (iv) purge of reaction by-products.

Because the reaction terminates once all reactive surface sites are occupied, the deposited layer thickness per cycle is intrinsically bounded and independent of local precursor flux variation — a critical property when reactants must diffuse deep into narrow, high-aspect-ratio holes. Lam Research (2020) explicitly states that "even in high-aspect-ratio features, ALD can be used to provide highly conformal films with high step coverage," and that uniform material amounts can be deposited between isolated and dense features to minimize critical dimension (CD) loading effects.

Applied Materials (2024) confirms that all exposed surfaces — including high-aspect-ratio features with ratios of approximately 10:1 to 300:1 — will receive the same deposited material quantity. The step coverage superiority of ALD over CVD was established by Samsung Electronics as early as 2006, when they documented that "the step coverage that is typically obtained with CVD-based methods remained less than desired," while ALD could be performed at lower temperatures and still achieve improved step coverage — the baseline advantage on which all subsequent 3D NAND process flows were built.

10:1
Minimum AR with confirmed ALD conformality
300:1
Maximum AR with confirmed ALD conformality
>60:1
Typical 3D NAND channel hole aspect ratio today
2006
Samsung establishes ALD step-coverage advantage over CVD
  • Thickness per cycle bounded, flux-independent
  • Conformal coverage on all exposed surfaces equally
  • Lower deposition temperature than CVD
  • Minimises CD loading between isolated and dense features
  • Compatible with existing 3D NAND manufacturing flows
Patent Data Visualised

ALD Innovation Landscape: Assignees, Aspect Ratios & Process Types

Drawn from analysis of 50+ active and pending patents across major semiconductor manufacturers and equipment suppliers, using PatSnap Eureka.

ALD Patent Activity by Key Assignee

Lam Research is the most prolific assignee in the dataset, with patent families spanning ALD-etch CD control, roughness reduction, non-conformal fill, carbon ALD, and thermal ALD for 3D NAND channel fill.

ALD Patent Activity by Key Assignee: Lam Research (Highest — multiple families), SanDisk Technologies (Multiple active patents), Samsung Electronics (Foundational dielectric ALD), ASM IP (Plug fill deposition), Applied Materials (Selective deposition), SK Hynix (Area-selective ALD), Peking University (Nanofloating gate 2026), YMTC (Metrology innovations) Relative patent activity in ALD for 3D NAND and high-aspect-ratio structures across eight major assignees, derived from analysis of 50+ patents via PatSnap Eureka. Lam Research leads with the broadest process integration portfolio spanning ALD-etch CD control, thermal ALD, non-conformal ALD, and carbon film ALD. Lam Research 6+ families SanDisk Active families Samsung Foundational ASM IP Plug fill Applied Materials Selective dep. SK Hynix Area-selective ← Relative patent portfolio breadth in ALD for 3D NAND →

ALD Process Variants in 3D NAND Patent Corpus

Thermal ALD dominates channel fill applications due to its isotropic nature; PEALD and ALD-etch integration are critical for CD control and sidewall passivation during deep-trench etching.

ALD Process Variants in 3D NAND Patents: Thermal ALD (channel fill, oxide deposition), PEALD (CD control, passivation), ALD-Etch Integration (sidewall protection, CD trimming), Area-Selective ALD (inhibitor-mediated patterning), Non-Conformal ALD (bottom-up gap fill) Distribution of ALD process variant types across the 50+ patent corpus analysed via PatSnap Eureka. Thermal ALD and ALD-etch integration account for the majority of process innovation, reflecting the dual role of ALD in both film deposition and etch-enabling applications within 3D NAND manufacturing. 50+ Patents Thermal ALD Channel fill, oxide dep. ALD-Etch Integration Sidewall protection, CD PEALD CD control, passivation Area-Selective / Non-Conformal Inhibitor-mediated patterning

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Device Integration

ALD in 3D NAND Device Structures: Dielectrics, Channels & Metal Gates

Within a 3D vertical NAND string, multiple thin film layers must line the interior of a channel hole drilled through a multilayer oxide-nitride stack — each requiring angstrom-level thickness control and full sidewall conformality.

SanDisk Technologies · 2015

Discrete Charge Storage Regions via ALD Metal Films

SanDisk's vertical floating gate NAND patents demonstrate that discrete metal or metal-oxide charge storage regions can be selectively formed by ALD within the recessed word-line regions of a three-dimensional NAND string, directly replacing less conformal CVD approaches. The discrete charge storage regions comprise at least one metal or electrically conductive metal oxide, deposited by ALD specifically because of its ability to nucleate and coat the exposed recessed regions between word-line layers in the gate-replacement process.

Charge storage · Gate replacement · ALD metal films
ASM IP · 2020

Void-Free Plug Fill in Oxide-Nitride Bilayer Stacks

ASM IP's apparatus and method patents for plug fill deposition in 3D NAND applications address the challenge of void-free filling of oxide-nitride bilayer stacks, emphasising "little to no contamination of the device, little to no damage during etching steps, and structural integrity to ensure formation of a proper stack of oxide-nitride bilayers." Achieving void-free fill in narrow, deep channels is inseparable from the conformal deposition capability ALD provides.

Plug fill · ONON stack · Void-free
Lam Research · 2022

Thermal ALD for Uniform Channel Fill in ONON Stacks

Lam Research's non-plasma enhanced deposition patent provides a detailed process flow: a multilayer ONON (oxide-nitride-oxide-nitride) stack is deposited on a silicon substrate, high-aspect-ratio channels are etched, and the channels are filled with silicon oxide using a thermal ALD process. Critically, thermal ALD uses multiple growth cycles followed by passivation cycles — each growth cycle treating the oxide surface with an inhibitor and then depositing oxide using a precursor and oxide source — to achieve controlled fill uniformity, after which the silicon oxide is recess-etched with dilute HF and capped with a polysilicon cap.

Thermal ALD · ONON · SiO₂ fill · Inhibitor passivation
Peking University · 2026

Ultra-Thin Floating Gate Storage Layers by ALD + PECVD

Peking University's 2026 nanofloating-gate 3D NAND patent states that "by using high-precision thin film techniques such as ALD and PECVD, ultra-thin and extremely uniform floating gate storage layers can be prepared," and that ALD combined with multi-step etching and selective filling effectively optimizes interface characteristics, significantly reduces cell-to-cell performance variation, and is highly compatible with existing 3D NAND manufacturing flows without requiring disruptive production line modifications.

Nano-floating gate · Ultra-thin · Cell uniformity
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ALD-Etch Integration

Enabling Extreme Aspect Ratios: Integrated RIE-ALD Cycles for Sidewall Protection & CD Control

Beyond direct film deposition, ALD plays a structural role in enabling the etching of high-aspect-ratio features in the first place — through cyclical passivation and anisotropic etch sequences.

🔄

Cyclical RIE-ALD-RIE Platform (Jiangsu Leuven, 2021)

A dedicated platform integrates an RIE chamber and an ALD chamber on a single vacuum transfer system. The wafer undergoes longitudinal RIE etching until lateral undercutting begins, is then transferred under vacuum to the ALD chamber where a 3–20 nm sidewall protection film is deposited conformally, and is returned for continued RIE. The filing explicitly states this has "a key role in the preparation of 3D NAND memory" and "increases RIE etch aspect ratio and solves the problem of sidewall undercutting."

📐

ALD for CD Control: Mask Passivation Before Final Etch (Lam Research, 2019–2022)

Lam Research's multi-jurisdiction ALD-etch CD control patent family describes etching a mask pattern with a width intentionally smaller than the final desired structure width, then conformally depositing a passivation layer by ALD to bring the width up to target before the final etch. This approach also reduces roughness uniformly on both isolated and dense features — a problem that conventional etch-only sequences cannot address.

🔒
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Explore non-conformal bottom-up fill and area-selective ALD techniques enabling next-generation 3D NAND patterning without additional lithography.
Non-conformal ALD fill Area-selective ALD Sub-10 nm CD control + more
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Patent Landscape

Key Assignees Driving ALD Innovation in 3D NAND

Analysis of the patent corpus reveals a concentrated set of organisations with sustained, high-frequency activity in ALD applied to 3D NAND and high-aspect-ratio structures. Explore the full landscape on PatSnap Analytics.

Assignee Key Innovation Area Representative Patent Year Jurisdictions
Lam Research Corporation ALD-etch CD control, thermal ALD fill, non-conformal ALD, carbon ALD spacers, roughness reduction ALD and etch in single plasma chamber for CD control 2019–2025 TW, CN, JP, KR, US
SanDisk Technologies LLC Vertical NAND string ALD metal charge storage, ultrahigh density 3D NAND architecture Vertical Floating Gate NAND with Selectively Deposited ALD Metal Films 2015–2018 US
Samsung Electronics Foundational ALD step-coverage advantage over CVD, high-k dielectric formation Method of forming material using ALD and method of forming capacitor 2006–2008 US, KR
ASM IP Holdings B.V. Plug fill deposition for 3D NAND oxide-nitride bilayer stacks Apparatus and methods for plug fill deposition in 3-D NAND applications 2020 US
Applied Materials Zone-controlled rare-earth oxide ALD, 3D memory hollow epitaxial channels 3D memory with hollow epitaxial channels 2024–2025 US
SK Hynix Area-selective ALD using inhibitor-mediated surface chemistry for sub-10 nm CD Method of area-selective deposition and method of fabricating electronic device 2025 KR, US
YMTC (Yangtze Memory) Non-destructive thin film thickness metrology for ALD-based multilayer stacks Thin film thickness measurement for 3D NAND multilayer stacks 2020s CN
Peking University Nanofloating-gate 3D NAND stack using ALD for ultra-thin uniform storage layers 高集成度纳米浮栅3D NAND堆叠结构及其制备方法 2026 CN
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Access YMTC, Peking University, Tokyo Electron, Jiangsu Leuven and all emerging filers with complete patent family data, jurisdiction coverage, and filing trends.
YMTC metrology patents Tokyo Electron ALD Jiangsu Leuven RIE-ALD + more
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Innovation Timeline

ALD for 3D NAND: Two Decades of Patent Innovation

From Samsung's foundational step-coverage work in 2006 to Peking University's nanofloating-gate filing in 2026, the patent record shows continuous deepening of ALD process sophistication for ever-higher aspect ratio structures. Data sourced via PatSnap Eureka.

Key ALD Patent Milestones in 3D NAND (2006–2026)

Selected landmark patents from the corpus illustrating the progression from foundational ALD step-coverage advantage to advanced area-selective and non-conformal ALD techniques for next-generation 3D NAND manufacturing.

ALD Patent Milestones in 3D NAND 2006–2026: 2006 Samsung foundational ALD step-coverage patent; 2015 SanDisk vertical floating gate NAND with ALD metal films; 2019 Lam Research ALD-etch CD control single plasma chamber; 2020 Lam Research thermal ALD roughness reduction; 2021 Jiangsu Leuven RIE-ALD platform for high-AR etching; 2022 Lam Research non-plasma ALD for ONON channel fill; 2024 Lam Research carbon ALD for 3D NAND spacers; 2025 SK Hynix area-selective ALD sub-10nm CD; 2026 Peking University nano-floating gate ALD Timeline of landmark ALD patents for 3D NAND and high-aspect-ratio structures from 2006 to 2026, derived from analysis of 50+ patents via PatSnap Eureka. The progression shows ALD evolving from a step-coverage substitute for CVD into a multi-role process enabler for deposition, etch-enabling, CD control, and selective patterning. 2006 Samsung ALD vs CVD 2015 SanDisk ALD metal films 2019 Lam Research ALD-etch CD ctrl 2021 Jiangsu Leuven RIE-ALD platform 2022 Lam Research Thermal ALD fill 2024 Lam Research Carbon ALD spacers 2025 SK Hynix Area-selective ALD 2026 Peking Univ. Nano-float gate
Active Assignees in This Analysis
Lam Research Corporation SanDisk Technologies Samsung Electronics ASM IP Holdings Applied Materials SK Hynix YMTC Peking University Jiangsu Leuven Instruments Tokyo Electron
Key Takeaways

What the Patent Record Tells Us About ALD in 3D NAND

Thermal ALD is preferred for high-aspect-ratio channel fill. As demonstrated in Lam Research's 2022 patent, thermal ALD with inhibitor-mediated growth cycles fills silicon oxide uniformly into ONON stack channels without the directionality artifacts of plasma-enhanced variants, enabling precise recess-etch alignment. The companion 2023 Japanese filing directly links thermal ALD to the fill requirement in multilayer stacks "with high-aspect-ratio channels arranged within the multilayer stack."

Integrated RIE-ALD cycles are essential for achieving extreme aspect ratios during channel hole etching. Jiangsu Leuven's 2021 RIE-ALD platform patent documents that alternating RIE etch with ALD sidewall passivation layers (3–20 nm thick) is necessary to prevent undercutting and maintain the structural integrity of the channel hole. According to WIPO and EPO filing trends, ALD-etch integration patents have grown substantially across Asian and US jurisdictions.

ALD conformality advantage over CVD has been validated at the device level across decades. Samsung's foundational ALD capacitor work (2006) established that CVD step coverage was insufficient for next-generation devices, and the entire 3D NAND industry has since built on this principle, as confirmed by the Peking University nano-floating gate patent (2026) citing ALD's role in ensuring ultra-thin uniform storage layer deposition at scale. The Semiconductor Industry Association roadmap reflects this consensus.

Area-selective ALD is emerging as a next-generation patterning enabler. SK Hynix's 2025 area-selective ALD patent demonstrates that silicon oxide can be selectively grown on silicon oxide regions but not silicon nitride regions within the same structure by using inhibitor-mediated surface chemistry, enabling sub-10 nm CD adjustments without additional lithography — directly applicable to ONO stack engineering within 3D NAND channel holes. Explore the full landscape on PatSnap's materials intelligence platform.

7 Core Conclusions from the Patent Corpus
  • Self-limiting chemistry is the only method for >60:1 AR conformality
  • Thermal ALD preferred over PEALD for channel fill uniformity
  • ALD enables discrete charge storage regions in vertical NAND strings
  • Cyclical RIE-ALD prevents undercutting in deep channel hole etching
  • Non-conformal ALD prevents top-pinch-off voids via inhibitor plasma
  • Area-selective ALD enables sub-10 nm CD without extra lithography
  • ALD compatible with existing 3D NAND manufacturing flows
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ALD for 3D NAND — Key Questions Answered

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References

  1. Atomic layer deposition and etch in a single plasma chamber for critical dimension control — Lam Research Corporation, 2019
  2. 用于降低粗糙度的原子层沉积和蚀刻 — Lam Research Corporation, 2020
  3. 区控制的稀土氧化物ALD和CVD涂层 — Applied Materials, 2024
  4. Method of forming material using atomic layer deposition and method of forming capacitor of semiconductor device using the same — Samsung Electronics Co., Ltd., 2006
  5. Vertical Floating Gate NAND with Selectively Deposited ALD Metal Films — SanDisk Technologies Inc., 2015
  6. A three-dimensional nonvolatile memory device constructed using the first metal gate method — Lee Weimin, 2019
  7. Apparatus and methods for plug fill deposition in 3-D NAND applications — ASM IP Holdings B.V., 2020
  8. 高集成度纳米浮栅3D NAND堆叠结构及其制备方法 — Peking University, 2026
  9. Non-plasma enhanced deposition for recess etch matching — Lam Research Corporation, 2022
  10. Non-plasma deposition for recess etch alignment — Lam Research Corporation, 2023
  11. 一种用于高深宽比器件刻蚀的方法及机台 — Jiangsu Leuven Instruments Co., Ltd., 2021
  12. Atomic layer deposition of carbon films — Lam Research Corporation, 2024
  13. 使用原子层沉积在凹部内沉积的非保形膜 — Lam Research Corporation, 2025
  14. Atomic layer deposition passivation for via — HP Development Company, 2016
  15. Atomic layer deposition and etch in a single plasma chamber for critical dimension control — Lam Research Corporation, 2022
  16. Method of area-selective deposition and method of fabricating electronic device using the same — SK Hynix, 2025
  17. Ultrahigh density vertical NAND memory device and method of making thereof — SanDisk Technologies LLC, 2018
  18. 3D memory with hollow epitaxial channels — Applied Materials, 2025
  19. 针对关键尺寸控制在单一等离子体室中的原子层沉积和蚀刻 — Lam Research Corporation, 2025
  20. Method of forming material using atomic layer deposition and method of forming capacitor of semiconductor device using the same — Samsung Electronics Co., Ltd., 2008
  21. WIPO — World Intellectual Property Organization (patent filing trends reference)
  22. EPO — European Patent Office (ALD patent landscape reference)
  23. Semiconductor Industry Association — Industry roadmap reference

All data and statistics on this page are sourced from the references above and from PatSnap's proprietary innovation intelligence platform. Patent analysis conducted via PatSnap Eureka.

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