ALD Conformal Coating in 3D NAND — PatSnap Eureka
How ALD Enables Conformal Thin Film Coating in High-Aspect-Ratio 3D NAND
Atomic layer deposition's self-limiting surface chemistry is the only deposition method capable of reliably coating the interior of aspect-ratio features exceeding 60:1 in current 3D NAND designs — a conclusion supported by more than 50 patents from Lam Research, Samsung, SanDisk, ASM IP, Applied Materials, and YMTC.
Self-Limiting Surface Chemistry: Why ALD Outperforms CVD in High-Aspect-Ratio Features
The defining advantage of atomic layer deposition over CVD or PVD in 3D NAND fabrication is its reliance on sequential, self-limiting surface reactions rather than continuous gas-phase decomposition. As described by Lam Research Corporation (2019), a standard ALD cycle consists of four steps: (i) introduction of a precursor that adsorbs onto available surface sites up to a self-limiting monolayer; (ii) purge of excess precursor; (iii) introduction of a co-reactant or oxidant that reacts only with the adsorbed species; and (iv) purge of reaction by-products.
Because the reaction terminates once all reactive surface sites are occupied, the deposited layer thickness per cycle is intrinsically bounded and independent of local precursor flux variation — a critical property when reactants must diffuse deep into narrow, high-aspect-ratio holes. Lam Research (2020) explicitly states that "even in high-aspect-ratio features, ALD can be used to provide highly conformal films with high step coverage," and that uniform material amounts can be deposited between isolated and dense features to minimize critical dimension (CD) loading effects.
Applied Materials (2024) confirms that all exposed surfaces — including high-aspect-ratio features with ratios of approximately 10:1 to 300:1 — will receive the same deposited material quantity. The step coverage superiority of ALD over CVD was established by Samsung Electronics as early as 2006, when they documented that "the step coverage that is typically obtained with CVD-based methods remained less than desired," while ALD could be performed at lower temperatures and still achieve improved step coverage — the baseline advantage on which all subsequent 3D NAND process flows were built.
ALD Innovation Landscape: Assignees, Aspect Ratios & Process Types
Drawn from analysis of 50+ active and pending patents across major semiconductor manufacturers and equipment suppliers, using PatSnap Eureka.
ALD Patent Activity by Key Assignee
Lam Research is the most prolific assignee in the dataset, with patent families spanning ALD-etch CD control, roughness reduction, non-conformal fill, carbon ALD, and thermal ALD for 3D NAND channel fill.
ALD Process Variants in 3D NAND Patent Corpus
Thermal ALD dominates channel fill applications due to its isotropic nature; PEALD and ALD-etch integration are critical for CD control and sidewall passivation during deep-trench etching.
ALD in 3D NAND Device Structures: Dielectrics, Channels & Metal Gates
Within a 3D vertical NAND string, multiple thin film layers must line the interior of a channel hole drilled through a multilayer oxide-nitride stack — each requiring angstrom-level thickness control and full sidewall conformality.
Discrete Charge Storage Regions via ALD Metal Films
SanDisk's vertical floating gate NAND patents demonstrate that discrete metal or metal-oxide charge storage regions can be selectively formed by ALD within the recessed word-line regions of a three-dimensional NAND string, directly replacing less conformal CVD approaches. The discrete charge storage regions comprise at least one metal or electrically conductive metal oxide, deposited by ALD specifically because of its ability to nucleate and coat the exposed recessed regions between word-line layers in the gate-replacement process.
Charge storage · Gate replacement · ALD metal filmsVoid-Free Plug Fill in Oxide-Nitride Bilayer Stacks
ASM IP's apparatus and method patents for plug fill deposition in 3D NAND applications address the challenge of void-free filling of oxide-nitride bilayer stacks, emphasising "little to no contamination of the device, little to no damage during etching steps, and structural integrity to ensure formation of a proper stack of oxide-nitride bilayers." Achieving void-free fill in narrow, deep channels is inseparable from the conformal deposition capability ALD provides.
Plug fill · ONON stack · Void-freeThermal ALD for Uniform Channel Fill in ONON Stacks
Lam Research's non-plasma enhanced deposition patent provides a detailed process flow: a multilayer ONON (oxide-nitride-oxide-nitride) stack is deposited on a silicon substrate, high-aspect-ratio channels are etched, and the channels are filled with silicon oxide using a thermal ALD process. Critically, thermal ALD uses multiple growth cycles followed by passivation cycles — each growth cycle treating the oxide surface with an inhibitor and then depositing oxide using a precursor and oxide source — to achieve controlled fill uniformity, after which the silicon oxide is recess-etched with dilute HF and capped with a polysilicon cap.
Thermal ALD · ONON · SiO₂ fill · Inhibitor passivationUltra-Thin Floating Gate Storage Layers by ALD + PECVD
Peking University's 2026 nanofloating-gate 3D NAND patent states that "by using high-precision thin film techniques such as ALD and PECVD, ultra-thin and extremely uniform floating gate storage layers can be prepared," and that ALD combined with multi-step etching and selective filling effectively optimizes interface characteristics, significantly reduces cell-to-cell performance variation, and is highly compatible with existing 3D NAND manufacturing flows without requiring disruptive production line modifications.
Nano-floating gate · Ultra-thin · Cell uniformityEnabling Extreme Aspect Ratios: Integrated RIE-ALD Cycles for Sidewall Protection & CD Control
Beyond direct film deposition, ALD plays a structural role in enabling the etching of high-aspect-ratio features in the first place — through cyclical passivation and anisotropic etch sequences.
Cyclical RIE-ALD-RIE Platform (Jiangsu Leuven, 2021)
A dedicated platform integrates an RIE chamber and an ALD chamber on a single vacuum transfer system. The wafer undergoes longitudinal RIE etching until lateral undercutting begins, is then transferred under vacuum to the ALD chamber where a 3–20 nm sidewall protection film is deposited conformally, and is returned for continued RIE. The filing explicitly states this has "a key role in the preparation of 3D NAND memory" and "increases RIE etch aspect ratio and solves the problem of sidewall undercutting."
ALD for CD Control: Mask Passivation Before Final Etch (Lam Research, 2019–2022)
Lam Research's multi-jurisdiction ALD-etch CD control patent family describes etching a mask pattern with a width intentionally smaller than the final desired structure width, then conformally depositing a passivation layer by ALD to bring the width up to target before the final etch. This approach also reduces roughness uniformly on both isolated and dense features — a problem that conventional etch-only sequences cannot address.
Key Assignees Driving ALD Innovation in 3D NAND
Analysis of the patent corpus reveals a concentrated set of organisations with sustained, high-frequency activity in ALD applied to 3D NAND and high-aspect-ratio structures. Explore the full landscape on PatSnap Analytics.
| Assignee | Key Innovation Area | Representative Patent | Year | Jurisdictions |
|---|---|---|---|---|
| Lam Research Corporation | ALD-etch CD control, thermal ALD fill, non-conformal ALD, carbon ALD spacers, roughness reduction | ALD and etch in single plasma chamber for CD control | 2019–2025 | TW, CN, JP, KR, US |
| SanDisk Technologies LLC | Vertical NAND string ALD metal charge storage, ultrahigh density 3D NAND architecture | Vertical Floating Gate NAND with Selectively Deposited ALD Metal Films | 2015–2018 | US |
| Samsung Electronics | Foundational ALD step-coverage advantage over CVD, high-k dielectric formation | Method of forming material using ALD and method of forming capacitor | 2006–2008 | US, KR |
| ASM IP Holdings B.V. | Plug fill deposition for 3D NAND oxide-nitride bilayer stacks | Apparatus and methods for plug fill deposition in 3-D NAND applications | 2020 | US |
| Applied Materials | Zone-controlled rare-earth oxide ALD, 3D memory hollow epitaxial channels | 3D memory with hollow epitaxial channels | 2024–2025 | US |
| SK Hynix | Area-selective ALD using inhibitor-mediated surface chemistry for sub-10 nm CD | Method of area-selective deposition and method of fabricating electronic device | 2025 | KR, US |
| YMTC (Yangtze Memory) | Non-destructive thin film thickness metrology for ALD-based multilayer stacks | Thin film thickness measurement for 3D NAND multilayer stacks | 2020s | CN |
| Peking University | Nanofloating-gate 3D NAND stack using ALD for ultra-thin uniform storage layers | 高集成度纳米浮栅3D NAND堆叠结构及其制备方法 | 2026 | CN |
Track every ALD patent family in 3D NAND across all jurisdictions
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ALD for 3D NAND: Two Decades of Patent Innovation
From Samsung's foundational step-coverage work in 2006 to Peking University's nanofloating-gate filing in 2026, the patent record shows continuous deepening of ALD process sophistication for ever-higher aspect ratio structures. Data sourced via PatSnap Eureka.
Key ALD Patent Milestones in 3D NAND (2006–2026)
Selected landmark patents from the corpus illustrating the progression from foundational ALD step-coverage advantage to advanced area-selective and non-conformal ALD techniques for next-generation 3D NAND manufacturing.
What the Patent Record Tells Us About ALD in 3D NAND
Thermal ALD is preferred for high-aspect-ratio channel fill. As demonstrated in Lam Research's 2022 patent, thermal ALD with inhibitor-mediated growth cycles fills silicon oxide uniformly into ONON stack channels without the directionality artifacts of plasma-enhanced variants, enabling precise recess-etch alignment. The companion 2023 Japanese filing directly links thermal ALD to the fill requirement in multilayer stacks "with high-aspect-ratio channels arranged within the multilayer stack."
Integrated RIE-ALD cycles are essential for achieving extreme aspect ratios during channel hole etching. Jiangsu Leuven's 2021 RIE-ALD platform patent documents that alternating RIE etch with ALD sidewall passivation layers (3–20 nm thick) is necessary to prevent undercutting and maintain the structural integrity of the channel hole. According to WIPO and EPO filing trends, ALD-etch integration patents have grown substantially across Asian and US jurisdictions.
ALD conformality advantage over CVD has been validated at the device level across decades. Samsung's foundational ALD capacitor work (2006) established that CVD step coverage was insufficient for next-generation devices, and the entire 3D NAND industry has since built on this principle, as confirmed by the Peking University nano-floating gate patent (2026) citing ALD's role in ensuring ultra-thin uniform storage layer deposition at scale. The Semiconductor Industry Association roadmap reflects this consensus.
Area-selective ALD is emerging as a next-generation patterning enabler. SK Hynix's 2025 area-selective ALD patent demonstrates that silicon oxide can be selectively grown on silicon oxide regions but not silicon nitride regions within the same structure by using inhibitor-mediated surface chemistry, enabling sub-10 nm CD adjustments without additional lithography — directly applicable to ONO stack engineering within 3D NAND channel holes. Explore the full landscape on PatSnap's materials intelligence platform.
ALD for 3D NAND — Key Questions Answered
ALD relies on sequential, self-limiting surface reactions rather than continuous gas-phase decomposition. Because the reaction terminates once all reactive surface sites are occupied, the deposited layer thickness per cycle is intrinsically bounded and independent of local precursor flux variation — a critical property when reactants must diffuse deep into narrow, high-aspect-ratio holes. CVD step coverage was found insufficient for next-generation devices, as documented by Samsung Electronics as early as 2006.
Applied Materials (2024) confirms that all exposed surfaces — including high-aspect-ratio features with ratios of approximately 10:1 to 300:1 — will receive the same deposited material quantity, confirming that conformality scales to the extreme geometries of current 3D NAND designs. Current 3D NAND channel holes can exceed aspect ratios of 60:1.
Thermal ALD is preferred for high-aspect-ratio channel fill. As demonstrated in Lam Research's 2022 patent on non-plasma enhanced deposition, thermal ALD with inhibitor-mediated growth cycles fills silicon oxide uniformly into ONON stack channels without the directionality artifacts of plasma-enhanced variants, enabling precise recess-etch alignment.
Jiangsu Leuven's 2021 RIE-ALD platform patent documents that alternating RIE etch with ALD sidewall passivation layers (3–20 nm thick) is necessary to prevent undercutting and maintain the structural integrity of the channel hole. The wafer undergoes longitudinal RIE etching until lateral undercutting begins, is then transferred under vacuum to the ALD chamber where a sidewall protection film is deposited conformally, and is returned for continued RIE.
Lam Research's 2025 non-conformal ALD patent shows that plasma-generated inhibitors can selectively suppress deposition near the top opening of a recessed 3D NAND feature, directing film growth preferentially to the deeper regions and preventing top-pinch-off voids. This bottom-up deposition profile is useful for selective gap-fill of deep 3D NAND channel structures without pinch-off at the top of the hole.
SK Hynix's 2025 area-selective ALD patent demonstrates that silicon oxide can be selectively grown on silicon oxide regions but not silicon nitride regions within the same structure by using inhibitor-mediated surface chemistry, enabling sub-10 nm CD adjustments without additional lithography — directly applicable to the ONO stack engineering within 3D NAND channel holes.
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References
- Atomic layer deposition and etch in a single plasma chamber for critical dimension control — Lam Research Corporation, 2019
- 用于降低粗糙度的原子层沉积和蚀刻 — Lam Research Corporation, 2020
- 区控制的稀土氧化物ALD和CVD涂层 — Applied Materials, 2024
- Method of forming material using atomic layer deposition and method of forming capacitor of semiconductor device using the same — Samsung Electronics Co., Ltd., 2006
- Vertical Floating Gate NAND with Selectively Deposited ALD Metal Films — SanDisk Technologies Inc., 2015
- A three-dimensional nonvolatile memory device constructed using the first metal gate method — Lee Weimin, 2019
- Apparatus and methods for plug fill deposition in 3-D NAND applications — ASM IP Holdings B.V., 2020
- 高集成度纳米浮栅3D NAND堆叠结构及其制备方法 — Peking University, 2026
- Non-plasma enhanced deposition for recess etch matching — Lam Research Corporation, 2022
- Non-plasma deposition for recess etch alignment — Lam Research Corporation, 2023
- 一种用于高深宽比器件刻蚀的方法及机台 — Jiangsu Leuven Instruments Co., Ltd., 2021
- Atomic layer deposition of carbon films — Lam Research Corporation, 2024
- 使用原子层沉积在凹部内沉积的非保形膜 — Lam Research Corporation, 2025
- Atomic layer deposition passivation for via — HP Development Company, 2016
- Atomic layer deposition and etch in a single plasma chamber for critical dimension control — Lam Research Corporation, 2022
- Method of area-selective deposition and method of fabricating electronic device using the same — SK Hynix, 2025
- Ultrahigh density vertical NAND memory device and method of making thereof — SanDisk Technologies LLC, 2018
- 3D memory with hollow epitaxial channels — Applied Materials, 2025
- 针对关键尺寸控制在单一等离子体室中的原子层沉积和蚀刻 — Lam Research Corporation, 2025
- Method of forming material using atomic layer deposition and method of forming capacitor of semiconductor device using the same — Samsung Electronics Co., Ltd., 2008
- WIPO — World Intellectual Property Organization (patent filing trends reference)
- EPO — European Patent Office (ALD patent landscape reference)
- Semiconductor Industry Association — Industry roadmap reference
All data and statistics on this page are sourced from the references above and from PatSnap's proprietary innovation intelligence platform. Patent analysis conducted via PatSnap Eureka.
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