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Direct Cathode Recycling Patents: Who Leads, Where Gaps Are 2026

Direct Cathode Recycling Patents: Who Leads, Where Gaps Are 2026
https://www.patsnap.com/resources/blog/rd-blog/battery-recycling-and-second-life-direct-cathode-material-recycling-patent-landscape-patent-landscape/ · Patsnap · data cut-off 2026-07-31 · downloaded from the live page
Patent Landscape · Battery Recycling
Direct cathode-material recycling patents: who is filing, and what is still open
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38
Published Records
66%
Top-5 Share of All Records
-64%
Filing Growth 2021→2024
US
Leading Jurisdiction

Filing growth compares 2021 (14 records) with 2024 (5) — a three-year span. 2024 is the most recent year we treat as complete: publication lags filing by roughly 18 months, so 2025 onwards are still filling in and any growth rate that ends there would understate the field. Top-5 share is the combined record count of the five largest assignees divided by all 38 records in scope (CR5), not by the ranked leaders only.

Published byPatsnap Research··7 min readSourced from Patsnap Eureka
Field Overview

What direct cathode-material recycling covers, and why it is filed differently from black-mass smelting

Direct cathode-material recycling aims to recover and relithiate intact cathode structures from spent lithium-ion cells rather than reducing them to metal salts through smelting or acid leaching. The technique promises lower energy input and preserved crystal structure, which is why filings in this dataset cluster tightly under H01M battery-cell classifications even as the underlying claims range from mechanical separation to electrochemical relithiation. The 38 records in scope span 2015 through the 2026 cut-off, drawn from a search string that pairs direct cathode-recovery language with the broader battery-recycling and second-life vocabulary.

Because publication lags filing by roughly 18 months, the years closest to the cut-off will always look thinner than they eventually turn out to be. The 2021 peak and the subsequent decline to 2024 are the most reliable read this dataset currently supports; anything from 2025 onward is still filling in and should not be read as a slowdown.

Filing activity and technology composition, 2015–2026
  1. 1PRINCETON NUENERGY INC8
  2. 2ASCEND ELEMENTS INC7
  3. 3UT BATTELLE LLC6
  4. 4INDIAN INST OF TECH BHUBANESWAR2
  5. 5THE TRUSTEES OF COLUMBIA UNIV IN THE CITY OF NEW YORK2
  6. 6LEE SEE YOUNG2
  7. 7BATTERY RESOURCERS LLC2
  8. 8LEE HA BAIK2
  9. 9LAREN SRL2
  10. 10HYDRO QUEBEC CORP2
Source: Patsnap Eureka. Assignee ranking and totals. Derived from a Patsnap search on Battery Recycling & Second Life — Direct Cathode-Material Recycling Patent Landscape covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP

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The Numbers

Filing trend and technology composition

The two views below use the same 38-record base: one tracks filings by year, the other breaks the corpus down by IPC subclass. Because a single record can carry several classes, the technology shares add up to more than 100% of records.

A sharp 2021 peak, not a steady climb

Filings rose from a single record in 2017 to a peak of 14 in 2021, then dropped to 5 by 2024 — a 64% decline over that three-year span. That pattern reads less like a maturing field settling into steady output and more like a burst of activity around a specific technical push that has since cooled, pending whatever the still-incomplete 2025–2026 years eventually show.

A sharp 2021 peak, not a steady climb048111512017201820192020142021202220232024202502026Most recent year is partial — publication lag means later filings are not yet visible.

Battery-cell claims dominate; recovery-process classes lag

H01M appears in 94.7% of the 38 records, confirming that nearly every filing frames itself as battery-cell technology first. B09B (solid waste disposal) and C22B (metal extraction and refining) each sit at 23.7%, and niche process classes — C01B, B01J, B29B, C08J, C25C — sit at 5–8% apiece. That gap between the dominant cell-level framing and the thinner process-engineering classes is where much of the unclaimed technical detail likely sits.

Battery-cell claims dominate; recovery-process classes lagH01M · Batteries, cells & fuel cells3694.7%B09B · Solid waste disposal923.7%C22B · Metal extraction & refining923.7%C01B · Non-metallic elements & inorga…37.9%B01J · Chemical/physical processes & …25.3%B29B · Plastics preparation25.3%C08J · Polymer processing & solutions25.3%C25C · Electrolytic metal production25.3%Other513.2%

Shares are the percentage of the 38 records in scope. A patent can carry several IPC classes, so the shares add up to more than 100%.

Source: Patsnap Eureka. Filing trend and technology composition. Derived from a Patsnap search on Battery Recycling & Second Life — Direct Cathode-Material Recycling Patent Landscape covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.

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Key Patents

The records other filings cite most

Representative Filing
EP4417313A12024-08-21

System and method for lithium-ion battery cathode-material recovery (EP4417313A1)

LEE, HA BAIK

The present disclosure provides a lithium-ion battery cathode material recovery system and method built around a crusher, dryer, two separator-and-vibrating-screen stages, an eddy current separator and a dust collector, aimed at improving recovery rate by limiting scattering of cathode-material powder and reducing fire and explosion risk during the crushing stage.Filed by Lee, Ha Baik; published 2024-08-21.

EP4417313A1 — patent drawing 1EP4417313A1 — patent drawing 2
View full record
Most-cited records in the dataset
#Publication no.Patent titleCitations
1US20210384563A1Anode recovery in recycled batteries16
2US20210257685A1Efficient recovery processes for the black mass from spent lithium-ion batteries12
3WO2021252433A1Anode recovery in recycled batteries11
4WO2021252433A9Anode recovery in recycled batteries10
5US20220200074A1Recovery of materials from electrode scraps and spent lithium-ion batteries via a green solvent-based separat…6
6US20220200073A1Recovery of materials from spent batteries using a green solvent3
7US20240318341A1Process for the production of lithium metal or an alloy thereof or for the pre-lithiation of an electrode mat…2
8WO2023214352A1Process for the recovery of electrochemically active powder for use in new batteries2
9US11664542B2Recovery of materials from electrode scraps and spent lithium-ion batteries via a green solvent-based separat…2
10US20260121145A1Systems and methods for cathode-to-cathode upcycling of oxide cathode active materials1

Citation counts reflect influence within this searched corpus and skew toward older filings; they are not a measure of current commercial importance.

Each row carries its publication number; clicking a row searches Eureka by that number.

Source: Patsnap Eureka. Citation counts and representative records. Derived from a Patsnap search on Battery Recycling & Second Life — Direct Cathode-Material Recycling Patent Landscape covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
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Insights

Reading the concentration and momentum data

The ranking is short — 15 companies in total — and most of the volume sits at the top of it, but recent-year filing activity has gone quiet across the board.

Concentration
65.8%
of all 38 records held by the top 5

Concentration sits at the top of a short ranking

The top 5 assignees combined hold 65.8% of all 38 records in scope, and the top 10 extend that to 92.1%. With only 15 companies in the ranking altogether, that leaves a genuinely thin tail rather than a long one — most organisations that have filed at all appear only once or twice.

Based on the 38-record assignee ranking
Peak & Decline
14 → 5
records, 2021 to 2024 (-64%)

A 2021 burst that has not repeated

Filing volume climbed from a single record in 2017 to 14 in 2021, then fell 64% to 5 by 2024 — the most recent year the trend can be read with confidence given publication lag. Whether that decline continues depends on filings still working through the pipeline.

2021–2024 comparison, publication-lag adjusted
Filing Venue
17 US / 10 PCT
leading receiving offices

US and PCT filings lead; India is a notable secondary venue

The United States receives the largest single share of filings at 17, with WIPO/PCT applications at 10 indicating a meaningful share of applicants pursuing multi-jurisdiction protection. Europe and India each sit at 5, and China shows only 1 record in this dataset.

Receiving-office counts across 38 records
Collaboration
4 pairs
co-assignee pairings identified

Co-filing is limited to a small research cluster

Only four co-assignee pairs appear in the dataset, with the strongest links forming a tight three-way cluster among individual named inventors rather than corporate joint ventures. That suggests most of this space is still filed by single organisations working independently.

Co-assignee pairing counts
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Source: Patsnap Eureka. Co-assignee relationships and derived observations. Derived from a Patsnap search on Battery Recycling & Second Life — Direct Cathode-Material Recycling Patent Landscape covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
What's Next

Where to take this analysis

The figures above establish where filing has concentrated and where it has not. Turning that into a filing or freedom-to-operate decision means going record by record.

Map claims against the recovery-process classes

B09B and C22B each sit at only 23.7% of records despite the field's process-heavy nature — worth checking whether that reflects genuine white space or claims filed under other classification codes.

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Track the assignees still active post-2021

With every tracked assignee showing zero filings in the latest year, distinguishing a genuine pipeline gap from a lag artefact requires checking filing dates against publication dates directly.

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Source: Patsnap Eureka. Forward-looking reading of the same dataset. Derived from a Patsnap search on Battery Recycling & Second Life — Direct Cathode-Material Recycling Patent Landscape covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
FAQ

Common questions on direct cathode-material recycling patents

Answers are grounded in the same dataset. Derived from a Patsnap search on Battery Recycling & Second Life — Direct Cathode-Material Recycling Patent Landscape covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP

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Disclaimer. This page is generated from Patsnap Eureka data drawn from a limited snapshot of global patent and scientific-literature records, and is provided for general information and reference only.

Patent data carries inherent limitations: recent filings (typically the most recent 18–24 months) are under-counted due to standard publication lag; counts may be reported at either a patent-family or a patent-record basis and are not always directly comparable; classification, applicant-name, and citation data may contain errors, duplicates, or omissions; and the underlying search query defines and constrains the scope shown. As a result, the analysis may be incomplete or inaccurate and may not reflect the full technology landscape.

Nothing on this page constitutes an exhaustive prior-art, novelty, freedom-to-operate, or validity search, nor does it constitute legal, financial, investment, or professional advice, and it should not be relied upon as such. Any patent, commercial, or strategic decision should be verified independently and reviewed with qualified patent, legal, and domain professionals. Patsnap makes no warranties, express or implied, as to the accuracy, completeness, or fitness for any particular purpose of the information presented.

Machine translation. Assignee and organisation names originally recorded in Chinese, Japanese or Korean have been rendered into English by an AI translation step so that the tables stay readable. These renderings are best-effort and may not match a company’s registered English name; the original name is what the underlying patent record carries, and it is what any Eureka query launched from this page uses.

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