Multilevel and ANPC Converter Patents: Leaders & Filing Trends 2026
- A single 2019 family dominates citation counts. the internal-paralleled ANPC flying-capacitor balancing family (US20190363644A1 and its CA/US continuations) draws far more citations than any other record in scope, making it the reference point any new filing has to differentiate against.
- Filing has not grown past its 2019 peak. activity peaked at 3 records in 2019 and the 2022 midpoint sits at 2, so the trend reads flat to declining rather than accelerating, even allowing for publication lag on the most recent years.
- The ranked leaders are a mix of universities and OEMs, thinly spread. the top-ranked assignee holds 4 records and the fifth-ranked holds 1, out of only 5 companies in the whole ranking — this is a field without a dominant filer controlling the topology.
What this landscape covers
This review covers 11 published records filed between 2015 and 2026 that combine active neutral point clamped (ANPC) and multilevel converter topology claims with modulation strategy, loss distribution, common-mode voltage reduction, device count, or fault-tolerant operation language, restricted to the H02M7, H02M1 and H02P27 IPC groups. Every record in scope carries an H02M power-conversion classification, and just over a third also carry an H02J grid/power-supply classification, indicating that a meaningful minority of filings frame the converter topology explicitly in a grid-integration context rather than as a standalone power-conversion circuit.
Filings route predominantly through the United States, with Canada and India as secondary receiving offices and a single EPO filing — a pattern consistent with academic and OEM applicants filing first at home and extending selectively rather than pursuing broad multi-jurisdiction coverage.
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Filing trend and technology composition
The dataset is small enough that individual years and individual families move the picture — read the trend and the class split together rather than either one in isolation.
A 2019 peak that filing has not returned to
Filings ran at zero in 2017, rose to a peak of 3 in 2019, and sat at 2 by the 2022 midpoint — a flat-to-declining pattern once the most recent year or two is discounted for publication lag, rather than a technology still building momentum.
Power conversion first, grid integration second
All 11 records in scope classify under H02M (power conversion), and 4 of the 11 — 36.4% — also carry an H02J grid and power-supply classification, meaning a meaningful share of the filings tie the converter topology directly to grid-side functions rather than leaving that connection implicit.
Shares are the percentage of the 11 records in scope. A patent can carry several IPC classes, so the shares add up to more than 100%.
Go deeper on Multilevel and ANPC Converter Topologies with Eureka
This page is one run against one query. Ask Eureka your own question about multilevel and anpc converter topologies and every answer comes back with the patent numbers behind it.
Try EurekaThe most-cited families in this landscape
Modular multilevel converter with multi-port DC power flow control and control method thereof
The representative record describes a modular multilevel converter topology paired with a DC power flow controller whose input is connected in series to the uppermost submodules of the converter's upper arms. This lets a converter station or solid-state transformer built on the topology directly control DC power flow while exchanging power with an AC grid, with the controller's output stage using DC/DC converters to regulate output voltage.Filed by Shanghai Jiao Tong University; the number, assignee and date shown alongside this entry are rendered from the underlying record.


| # | Publication no. | Patent title | Citations |
|---|---|---|---|
| 1 | US20190363644A1 | Internal paralleled active neutral point clamped converter with logic-based flying capacitor voltage balancing | 64 |
| 2 | US20210203247A1 | Modular multilevel converter with multi-port DC power flow control and control method thereof | 19 |
| 3 | CA3005583A1 | Internal paralleled active neutral point clamped converter with logic-based flying capacitor voltage balancing | 10 |
| 4 | US10924031B2 | Internal paralleled active neutral point clamped converter with logic-based flying capacitor voltage balancing | 7 |
| 5 | US11133752B2 | Modular multilevel converter with multi-port DC power flow control and control method thereof | 4 |
| 6 | US20230353039A1 | Fault tolerant system and method for continuous skip-fire pulse width modulation for an active neutral point … | 2 |
| 7 | CA3042676A1 | Internal paralleled active neutral point clamped converter with logic-based flying capacitor voltage balancing | 1 |
Citation counts are drawn from a searched corpus and skew toward older filings — treat them as a signal of influence on later work, not as a ranking of current commercial importance.
Publication numbers are shown where the record carries one (7 of 7 rows); clicking a row searches Eureka by that number.
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Browse MCP servers →What the citation and filing pattern says
Two families carry most of the citation weight in this landscape, and the filing trend has not moved past a 2019 peak — together these point to a field with an established reference design rather than active white-space expansion.
One flying-capacitor balancing family sets the reference point
The internal-paralleled ANPC converter with logic-based flying capacitor voltage balancing (US20190363644A1, extended via CA3005583A1 and US10924031B2) is cited far more than any other record in scope. New filings on ANPC balancing logic are effectively filing against this family's shadow.
DC power flow control is the second reference design
US20210203247A1 and its continuation US11133752B2, covering modular multilevel converters with multi-port DC power flow control, form a distinct second cluster focused on grid-side power flow rather than device-level voltage balancing.
Activity has not re-accelerated since its peak
With the 2022 midpoint at 2 records and the most recent year only partially reported, the trend line does not show renewed filing pressure — a useful signal for anyone assuming this is a fast-growing claim space.
Eureka can read the same corpus for gaps instead of for coverage: under-claimed branches adjacent to multilevel and anpc converter topologies, with the prior art for and against each one.
Who holds the ranked positions
The ranking covers 5 companies total — this is the complete set the data endpoint returns for this topic, not a top-50 or top-100 cut. The leading assignee holds 4 of the ranked records; the fifth-ranked assignee holds 1.
A university leads a thinly spread field
The top-ranked assignee in this landscape holds 4 records, more than any other filer, but the overall ranking is short — only 5 companies appear at all, spanning universities and power-equipment OEMs.
Latest-year activity has shifted to a new entrant
In the most recent year with data, the only recorded filing activity among the tracked assignees comes from Visvesvaraya National Institute of Technology, Nagpur, while the previously more active filers show no filings in that year.
Filing is concentrated in North America and India
Six of the 11 records route through the United States, with Canada and India each receiving 2 and a single filing at the EPO — a home-market-first pattern typical of academic and OEM applicants in this space.
| Assignee | Recent year | YoY |
|---|---|---|
| VISVESVARAYA NAT INST OF TECH NAGPUR | 1 | — |
| GE Renewable Energy Spain, S.L. | 0 | — |
| The Governors of the University of Alberta | 0 | — |
| Shanghai Jiao Tong University | 0 | — |
Where to take this analysis
The dataset points to specific follow-up work depending on whether the goal is freedom-to-operate, competitive tracking, or identifying open claim space.
Map claims against the two cited families
Before drafting new modulation or balancing claims, check them directly against US20190363644A1's flying-capacitor balancing logic and US20210203247A1's DC power flow control architecture, since these carry the most documented citation weight in this landscape.
Explore citation trees in EurekaTrack the shift toward newer filers
Recent-year activity has moved to a newer academic filer while earlier leaders show no latest-year filings — worth monitoring if competitive tracking is the goal.
Set up assignee alerts in EurekaTest claim language in under-claimed branches
Fault-tolerant redundancy logic and device-count reduction circuits sit outside the densest citation clusters and may offer more open claim space than balancing logic itself.
Draft and search claims in EurekaCommon questions on ANPC and multilevel converter patents
Active neutral point clamped (ANPC) converters are a specific three-level topology that uses active switches, rather than diodes alone, to clamp the neutral point, which lets designers actively balance conduction losses across devices. Multilevel converter topology is the broader category that also includes modular multilevel converters and other multi-level architectures. In this dataset, every record classifies under the general H02M power-conversion group, but only a subset specifically claim ANPC-style neutral-point clamping versus other multilevel arrangements like the modular multi-port DC power flow control family. When drafting or searching, treat ANPC as a subset of multilevel converter claims, not a synonym for it.
The ranking for this dataset covers only 5 companies, spanning a mix of universities and power-equipment manufacturers, with the leading assignee holding 4 of the ranked records and the fifth-ranked holding 1. This is a short, complete ranking rather than a top-50 cut, so it should be read as showing the field is not dominated by a single large filer. Recent-year filing activity has also shifted toward a newer academic entrant, while assignees with more historical records show no filings in the latest year. Anyone tracking this space competitively should watch for new entrants rather than assuming the historical leader remains most active.
One family — the internal-paralleled ANPC converter with logic-based flying capacitor voltage balancing, published as US20190363644A1 and extended through CA3005583A1 and US10924031B2 — is cited far more than any other record in this dataset, with 64 citations on the lead publication alone. That level of citation concentration means later filings on ANPC balancing logic are almost certainly differentiating against this family's specific approach. It is a useful anchor point for freedom-to-operate work in ANPC balancing, though citation counts inside a searched corpus do skew toward older, more-cited records rather than necessarily the most commercially active ones today.
Based on this dataset, filing activity peaked in 2019 at 3 records and has not returned to that level since, with the 2022 midpoint sitting at 2 records. That reads as flat to declining rather than an accelerating technology area, though the most recent one to two years are understated because publication typically lags filing by around 18 months. Readers should treat the very latest year's low count as incomplete rather than as evidence of an actual drop-off. The overall pattern still suggests this is a maturing claim space rather than one in an early growth phase.
The densest citation weight in this dataset sits on ANPC flying-capacitor balancing and on modular multilevel DC power flow control, so claims adjacent to those — such as fault-tolerant switch redundancy logic, common-mode voltage reduction modulation schemes, and device-count reduction circuit topologies — carry less documented prior art in this search. That does not guarantee an easy grant, but it indicates these branches are not where the current citation and filing concentration sits. A prospective filer should still run a fresh, broader prior-art search on any specific claim language before relying on this as a filing strategy, since this dataset is scoped to a specific IPC and keyword combination rather than the full universe of converter topology art.
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Disclaimer. This page is generated from Patsnap Eureka data drawn from a limited snapshot of global patent and scientific-literature records, and is provided for general information and reference only.
Patent data carries inherent limitations: recent filings (typically the most recent 18–24 months) are under-counted due to standard publication lag; counts may be reported at either a patent-family or a patent-record basis and are not always directly comparable; classification, applicant-name, and citation data may contain errors, duplicates, or omissions; and the underlying search query defines and constrains the scope shown. As a result, the analysis may be incomplete or inaccurate and may not reflect the full technology landscape.
Nothing on this page constitutes an exhaustive prior-art, novelty, freedom-to-operate, or validity search, nor does it constitute legal, financial, investment, or professional advice, and it should not be relied upon as such. Any patent, commercial, or strategic decision should be verified independently and reviewed with qualified patent, legal, and domain professionals. Patsnap makes no warranties, express or implied, as to the accuracy, completeness, or fitness for any particular purpose of the information presented.
Machine translation. Assignee and organisation names originally recorded in Chinese, Japanese or Korean have been rendered into English by an AI translation step so that the tables stay readable. These renderings are best-effort and may not match a company’s registered English name; the original name is what the underlying patent record carries, and it is what any Eureka query launched from this page uses.