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Multilevel and ANPC Converter Patents: Leaders & Filing Trends 2026

Multilevel and ANPC Converter Patents: Leaders & Filing Trends 2026
https://www.patsnap.com/resources/blog/rd-blog/multilevel-and-anpc-converter-topologies-patent-landscape/ · Patsnap · data cut-off 2026-07-31 · downloaded from the live page
Power Electronics Patent Landscape
Multilevel and ANPC converter topology patents: who is filing, and where the claim space is still open
  • A single 2019 family dominates citation counts. the internal-paralleled ANPC flying-capacitor balancing family (US20190363644A1 and its CA/US continuations) draws far more citations than any other record in scope, making it the reference point any new filing has to differentiate against.
  • Filing has not grown past its 2019 peak. activity peaked at 3 records in 2019 and the 2022 midpoint sits at 2, so the trend reads flat to declining rather than accelerating, even allowing for publication lag on the most recent years.
  • The ranked leaders are a mix of universities and OEMs, thinly spread. the top-ranked assignee holds 4 records and the fifth-ranked holds 1, out of only 5 companies in the whole ranking — this is a field without a dominant filer controlling the topology.
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11
Published Records
-100%
3-Yr Growth (lag-adjusted)
US
Leading Jurisdiction
5
Active Filers Ranked
Published byPatsnap Research··8 min readSourced from Patsnap Eureka
Field Overview

What this landscape covers

This review covers 11 published records filed between 2015 and 2026 that combine active neutral point clamped (ANPC) and multilevel converter topology claims with modulation strategy, loss distribution, common-mode voltage reduction, device count, or fault-tolerant operation language, restricted to the H02M7, H02M1 and H02P27 IPC groups. Every record in scope carries an H02M power-conversion classification, and just over a third also carry an H02J grid/power-supply classification, indicating that a meaningful minority of filings frame the converter topology explicitly in a grid-integration context rather than as a standalone power-conversion circuit.

Filings route predominantly through the United States, with Canada and India as secondary receiving offices and a single EPO filing — a pattern consistent with academic and OEM applicants filing first at home and extending selectively rather than pursuing broad multi-jurisdiction coverage.

Filing activity and technology composition, 2015–2026
  1. 1THE GOVERNORS OF THE UNIV OF ALBERTA4
  2. 2GENERAL ELECTRIC RENOVABLES ESPANA SL4
  3. 3SHANGHAI JIAOTONG UNIV2
  4. 4GE INFRASTRUCTURE TECH LLC2
  5. 5VISVESVARAYA NAT INST OF TECH NAGPUR1
Source: Patsnap Eureka. Assignee ranking and totals. Derived from a Patsnap search on Multilevel and ANPC Converter Topologies covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP

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The Numbers

Filing trend and technology composition

The dataset is small enough that individual years and individual families move the picture — read the trend and the class split together rather than either one in isolation.

A 2019 peak that filing has not returned to

Filings ran at zero in 2017, rose to a peak of 3 in 2019, and sat at 2 by the 2022 midpoint — a flat-to-declining pattern once the most recent year or two is discounted for publication lag, rather than a technology still building momentum.

A 2019 peak that filing has not returned to012230201720183201920202021202220232024202512026Most recent year is partial — publication lag means later filings are not yet visible.

Power conversion first, grid integration second

All 11 records in scope classify under H02M (power conversion), and 4 of the 11 — 36.4% — also carry an H02J grid and power-supply classification, meaning a meaningful share of the filings tie the converter topology directly to grid-side functions rather than leaving that connection implicit.

Power conversion first, grid integration secondH02M · Power conversion (AC/DC etc.)11100.0%H02J · Power supply & grid systems436.4%

Shares are the percentage of the 11 records in scope. A patent can carry several IPC classes, so the shares add up to more than 100%.

Source: Patsnap Eureka. Filing trend and technology composition. Derived from a Patsnap search on Multilevel and ANPC Converter Topologies covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.

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Key Patents

The most-cited families in this landscape

Representative Filing
US11133752B22021-09-28

Modular multilevel converter with multi-port DC power flow control and control method thereof

SHANGHAI JIAO TONG UNIVERSITY

The representative record describes a modular multilevel converter topology paired with a DC power flow controller whose input is connected in series to the uppermost submodules of the converter's upper arms. This lets a converter station or solid-state transformer built on the topology directly control DC power flow while exchanging power with an AC grid, with the controller's output stage using DC/DC converters to regulate output voltage.Filed by Shanghai Jiao Tong University; the number, assignee and date shown alongside this entry are rendered from the underlying record.

US11133752B2 — patent drawing 1US11133752B2 — patent drawing 2
View full record
Most-cited records in scope
#Publication no.Patent titleCitations
1US20190363644A1Internal paralleled active neutral point clamped converter with logic-based flying capacitor voltage balancing64
2US20210203247A1Modular multilevel converter with multi-port DC power flow control and control method thereof19
3CA3005583A1Internal paralleled active neutral point clamped converter with logic-based flying capacitor voltage balancing10
4US10924031B2Internal paralleled active neutral point clamped converter with logic-based flying capacitor voltage balancing7
5US11133752B2Modular multilevel converter with multi-port DC power flow control and control method thereof4
6US20230353039A1Fault tolerant system and method for continuous skip-fire pulse width modulation for an active neutral point …2
7CA3042676A1Internal paralleled active neutral point clamped converter with logic-based flying capacitor voltage balancing1

Citation counts are drawn from a searched corpus and skew toward older filings — treat them as a signal of influence on later work, not as a ranking of current commercial importance.

Publication numbers are shown where the record carries one (7 of 7 rows); clicking a row searches Eureka by that number.

Source: Patsnap Eureka. Citation counts and representative records. Derived from a Patsnap search on Multilevel and ANPC Converter Topologies covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
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Signal Read

What the citation and filing pattern says

Two families carry most of the citation weight in this landscape, and the filing trend has not moved past a 2019 peak — together these point to a field with an established reference design rather than active white-space expansion.

Citation concentration
64 citations
on the leading family

One flying-capacitor balancing family sets the reference point

The internal-paralleled ANPC converter with logic-based flying capacitor voltage balancing (US20190363644A1, extended via CA3005583A1 and US10924031B2) is cited far more than any other record in scope. New filings on ANPC balancing logic are effectively filing against this family's shadow.

Citation counts favour older records inside a searched corpus.
Second cluster
19 citations
on the modular multilevel family

DC power flow control is the second reference design

US20210203247A1 and its continuation US11133752B2, covering modular multilevel converters with multi-port DC power flow control, form a distinct second cluster focused on grid-side power flow rather than device-level voltage balancing.

Two families account for the bulk of documented influence in this set.
Filing momentum
peak year 2019 at 3
records

Activity has not re-accelerated since its peak

With the 2022 midpoint at 2 records and the most recent year only partially reported, the trend line does not show renewed filing pressure — a useful signal for anyone assuming this is a fast-growing claim space.

The most recent year is always understated due to ~18-month publication lag.
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Looking for what nobody has claimed yet?

Eureka can read the same corpus for gaps instead of for coverage: under-claimed branches adjacent to multilevel and anpc converter topologies, with the prior art for and against each one.

Find the white space →
Source: Patsnap Eureka. Co-assignee relationships and derived observations. Derived from a Patsnap search on Multilevel and ANPC Converter Topologies covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
Assignee Landscape

Who holds the ranked positions

The ranking covers 5 companies total — this is the complete set the data endpoint returns for this topic, not a top-50 or top-100 cut. The leading assignee holds 4 of the ranked records; the fifth-ranked assignee holds 1.

Leader
4 records
leading assignee

A university leads a thinly spread field

The top-ranked assignee in this landscape holds 4 records, more than any other filer, but the overall ranking is short — only 5 companies appear at all, spanning universities and power-equipment OEMs.

No single filer approaches majority control of the topology.
Recent momentum
1 filing
in the latest year

Latest-year activity has shifted to a new entrant

In the most recent year with data, the only recorded filing activity among the tracked assignees comes from Visvesvaraya National Institute of Technology, Nagpur, while the previously more active filers show no filings in that year.

Read alongside the ~18-month publication lag on recent years.
Receiving offices
US 6 · Canada 2 · India 2
top receiving offices

Filing is concentrated in North America and India

Six of the 11 records route through the United States, with Canada and India each receiving 2 and a single filing at the EPO — a home-market-first pattern typical of academic and OEM applicants in this space.

Only one EPO filing appears across the whole dataset.
🔍
Under-claimed branches worth checking before filing
These sub-areas sit adjacent to the dense reference families but are not where the cited claim weight concentrates.
Fault-tolerant switch redundancy logicCommon-mode voltage reduction modulationDevice-count reduction circuit topologiesMulti-port DC power flow controllersFlying-capacitor balancing outside ANPC
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Recent-year filing momentum by assignee
AssigneeRecent yearYoY
VISVESVARAYA NAT INST OF TECH NAGPUR1
GE Renewable Energy Spain, S.L.0
The Governors of the University of Alberta0
Shanghai Jiao Tong University0
Source: Patsnap Eureka. Assignee-level momentum. Derived from a Patsnap search on Multilevel and ANPC Converter Topologies covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
Next Steps

Where to take this analysis

The dataset points to specific follow-up work depending on whether the goal is freedom-to-operate, competitive tracking, or identifying open claim space.

Map claims against the two cited families

Before drafting new modulation or balancing claims, check them directly against US20190363644A1's flying-capacitor balancing logic and US20210203247A1's DC power flow control architecture, since these carry the most documented citation weight in this landscape.

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Track the shift toward newer filers

Recent-year activity has moved to a newer academic filer while earlier leaders show no latest-year filings — worth monitoring if competitive tracking is the goal.

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Test claim language in under-claimed branches

Fault-tolerant redundancy logic and device-count reduction circuits sit outside the densest citation clusters and may offer more open claim space than balancing logic itself.

Draft and search claims in Eureka
Source: Patsnap Eureka. Forward-looking reading of the same dataset. Derived from a Patsnap search on Multilevel and ANPC Converter Topologies covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
FAQ

Common questions on ANPC and multilevel converter patents

Answers are grounded in the same dataset. Derived from a Patsnap search on Multilevel and ANPC Converter Topologies covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP

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Disclaimer. This page is generated from Patsnap Eureka data drawn from a limited snapshot of global patent and scientific-literature records, and is provided for general information and reference only.

Patent data carries inherent limitations: recent filings (typically the most recent 18–24 months) are under-counted due to standard publication lag; counts may be reported at either a patent-family or a patent-record basis and are not always directly comparable; classification, applicant-name, and citation data may contain errors, duplicates, or omissions; and the underlying search query defines and constrains the scope shown. As a result, the analysis may be incomplete or inaccurate and may not reflect the full technology landscape.

Nothing on this page constitutes an exhaustive prior-art, novelty, freedom-to-operate, or validity search, nor does it constitute legal, financial, investment, or professional advice, and it should not be relied upon as such. Any patent, commercial, or strategic decision should be verified independently and reviewed with qualified patent, legal, and domain professionals. Patsnap makes no warranties, express or implied, as to the accuracy, completeness, or fitness for any particular purpose of the information presented.

Machine translation. Assignee and organisation names originally recorded in Chinese, Japanese or Korean have been rendered into English by an AI translation step so that the tables stay readable. These renderings are best-effort and may not match a company’s registered English name; the original name is what the underlying patent record carries, and it is what any Eureka query launched from this page uses.

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