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Ophthalmic Formulation Patents: Leaders, Trends & White Space 2026

Ophthalmic Formulation Patents: Leaders, Trends & White Space 2026
https://www.patsnap.com/resources/blog/rd-blog/ophthalmic-formulation-and-ocular-delivery-patent-landscape/ · Patsnap · data cut-off 2026-07-31 · downloaded from the live page
Patent Landscape · Pharma & Biomaterials
Ophthalmic Formulation and Ocular Delivery Patents
  • Filings peaked in 2017 at 35 and have declined since, with the 2022 midpoint at just 9 — a signal that active claiming has cooled well before this dataset's cut-off.
  • A61K dominates at 211 of 214 records, while A61F implant claims (43) and A61L sterilisation claims (18) mark the two clearest secondary battlegrounds.
  • The five most-cited priority documents are all pre-2011 filings, meaning the most influential claim scope in this field was staked out well before the current filing window opened.
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214
Published Records
40%
Top-5 Share of All Records
-45%
Filing Growth 2021→2024
US
Leading Jurisdiction

Filing growth compares 2021 (22 records) with 2024 (12) — a three-year span. 2024 is the most recent year we treat as complete: publication lags filing by roughly 18 months, so 2025 onwards are still filling in and any growth rate that ends there would understate the field. Top-5 share is the combined record count of the five largest assignees divided by all 214 records in scope (CR5), not by the ranked leaders only.

Published byPatsnap Research··7 min readSourced from Patsnap Eureka
Overview

What this landscape covers

This review tracks 214 patent families filed against ophthalmic formulation, ocular drug delivery and intravitreal implant technology, filtered to documents whose claims or descriptions address corneal permeation, preservative-free composition, sustained ocular release, viscosity-and-comfort trade-offs, or sterility. The IPC filter concentrates on A61K9 (medicinal preparation forms), A61F9 (ophthalmic devices) and A61K47 (carrier and excipient chemistry), which keeps the set focused on formulation and delivery mechanics rather than the active pharmaceutical ingredients themselves.

Filing activity spans 2015 through the 2026 cut-off, though the most recent one to two years are understated because publication typically lags filing by around 18 months. Receiving-office data shows the United States and India as the two largest filing venues, with the EPO and WIPO's PCT route close behind — a spread consistent with a field where generic and specialty-generic entrants file broadly to clear freedom-to-operate before launch.

Annual filings, 2017-2026
  1. 1MATI THERAPEUTICS INC27
  2. 2UNIVE DE COIMBRA19
  3. 3BAUSCH & LOMB INC17
  4. 4ALLERGAN INC12
  5. 5SYDNEXIS INC11
  6. 6SUN PHARMACEUTICAL INDUSTRIES LTD9
  7. 7NANYANG TECH UNIV8
  8. 8ETERNATEAR INC7
  9. 9BIOADHESIVE OPHTHALMICS7
  10. 10SENTISS PHARMA6
Source: Patsnap Eureka. Assignee ranking and totals. Derived from a Patsnap search on Ophthalmic Formulation and Ocular Delivery covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
The Data

Filing trend and technology composition

Two views of the same 214-family dataset: how filing volume has moved year over year, and how those filings distribute across the IPC subclasses that make up ophthalmic formulation and delivery.

A field past its filing peak

Annual filings ran from 35 in 2017 down to 9 at the 2022 midpoint and further to 1 in the most recent (partial) year. Read the tail end cautiously — publication lag means 2025-2026 filings are still arriving — but the multi-year decline from the 2017 peak is a real pattern, not an artefact of the cut-off.

A field past its filing peak0102030403520172018201920202021202220232024202512026Most recent year is partial — publication lag means later filings are not yet visible.

Formulation claims dominate; implants and sterility trail

A61K medicinal-preparation claims appear in 211 of 214 records, effectively the entire dataset, confirming this is fundamentally a formulation-chemistry field. A61F implant and prosthesis claims (43) and A61L sterilising/disinfecting claims (18) are the two subclasses most likely to carry distinct, separately defensible claim scope from the core formulation art.

Formulation claims dominate; implants and sterility trailA61K · Medicinal preparations21198.6%A61P · Therapeutic activity of compou…9443.9%A61F · Implants & prostheses4320.1%A61L · Sterilising & disinfecting188.4%C07D · Heterocyclic compounds136.1%A61M · Devices for body fluids104.7%B29D · Specific plastic articles104.7%B05B · Spraying & atomising62.8%Other157.0%

Shares are the percentage of the 214 records in scope. A patent can carry several IPC classes, so the shares add up to more than 100%.

Source: Patsnap Eureka. Filing trend and technology composition. Derived from a Patsnap search on Ophthalmic Formulation and Ocular Delivery covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.

Go deeper on Ophthalmic Formulation and Ocular Delivery with Eureka

This page is one run against one query. Ask Eureka your own question about ophthalmic formulation and ocular delivery and every answer comes back with the patent numbers behind it.

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Key Patents

The documents every freedom-to-operate search will surface

Representative Filing
US20180153885A12018-06-07

Preservative-free ocular compositions for dry eye disease (US20180153885A1)

OCUGEN, INC.

Filed by Ocugen, this application claims a preservative-free aqueous ophthalmic formulation built on a nanoemulsion of oil combined with an alpha-2 adrenergic agonist selected for higher alpha-2A than alpha-2B activity, aimed at treating dry eye syndrome and related ocular disorders.Abstract condensed from the published filing; full claim scope should be checked against the granted document.

View full record
Most-cited records in this dataset
#Publication no.Patent titleCitations
1US5597559AOphthalmic formulation76
2US20020064513A1Sustained release and long residing ophthalmic formulation and the process of preparing the same71
3US6703039B2Reversible gelling system for ocular drug delivery56
4WO2002072169A2Ocular drug delivery nebulizer52
5WO2010062394A2Implantable ocular drug delivery device and methods51
6US20020114778A1Reversible gelling system for ocular drug delivery40
7WO2019104191A1Ophthalmic composition and delivery device thereof31
8US20130053374A1Ophthalmic composition30
9US20130216606A1Liposomal formulation for ocular drug delivery26
10US20190046434A1Non-invasive ocular drug delivery insert technology23

Citation counts reflect an aggressively cited-searched corpus and skew toward older filings; treat them as a measure of influence on later drafting, not of current commercial relevance.

Each row carries its publication number; clicking a row searches Eureka by that number.

Source: Patsnap Eureka. Citation counts and representative records. Derived from a Patsnap search on Ophthalmic Formulation and Ocular Delivery covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
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Insights

What the numbers mean for filing strategy

Three read-throughs from the trend, technology mix and citation data that matter for anyone deciding where to file next.

Filing Momentum
35 → 1
2017 peak to latest year

The field has been contracting for years, not months

Peak filing activity in 2017 has given way to a steady decline through the 2022 midpoint of 9 and down to single digits since. This predates any publication-lag distortion at the tail end, so the contraction is a genuine multi-year trend rather than a cut-off artefact.

Source: annual filing trend
Claim Concentration
211 / 214
records touching A61K

Formulation chemistry is the entire game

Almost every record in this dataset carries an A61K medicinal-preparation classification. Differentiated claim scope has to come from the secondary subclasses — implant mechanics (A61F, 43 records) or sterilisation method (A61L, 18 records) — rather than from formulation composition alone.

Source: IPC subclass distribution
Citation Age
5 of 5
top-cited records pre-2011

The most influential prior art predates this filing window

Every one of the five most-cited documents in this dataset was filed before the 2015 coverage start, led by a 1990s ophthalmic formulation patent still drawing 76 citations. New filings are being drafted against claim scope staked out a decade or more ago.

Source: most-cited records table
Filing Geography
45 US · 34 India
leading receiving offices

US and India lead; PCT and EPO close behind

The United States and India are the two largest receiving offices, with the EPO and WIPO's PCT route not far behind. That spread points to a field where both originator and generic-formulation filers are active across multiple jurisdictions rather than concentrated in one.

Source: receiving-office counts
Eureka AI Agent
Looking for what nobody has claimed yet?

Eureka can read the same corpus for gaps instead of for coverage: under-claimed branches adjacent to ophthalmic formulation and ocular delivery, with the prior art for and against each one.

Find the white space →
Source: Patsnap Eureka. Co-assignee relationships and derived observations. Derived from a Patsnap search on Ophthalmic Formulation and Ocular Delivery covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
Players

Who is filing, and where the momentum has stalled

The assignee ranking spans originator pharma, specialty ophthalmic firms and university-hospital pairings. Recent-year momentum data across the leading names shows a field where even the most active historical filers have gone quiet in the latest year.

Momentum Signal
0
latest-year filings across leading assignees

The named leaders have all gone quiet in the latest year

Every assignee tracked for recent-year momentum — from specialty ocular-delivery firms to large originator pharma names — shows zero filings in the most recent year. Given publication lag, some of this is filings still working through the pipeline, but the flatness is consistent across the whole leaderboard rather than isolated to one company.

Source: recent-year momentum by assignee
Collaboration Pattern
10
co-assignee pairs identified

Co-filing is rare and mostly university-institute pairs

Only ten co-assignee pairings appear across the dataset. The strongest is a university-and-healthcare-group pairing, alongside two originator-plus-named-inventor pairings, suggesting most filing in this space is done solo rather than through joint ventures.

Source: co-assignee pairs
Filing Base
214
patent families ranked

A broad but shallow assignee field

With 214 families spread across the full assignee ranking, no single entity appears to hold runaway volume dominance based on the momentum data available — the field reads as a long tail of originator, generic and academic filers rather than a two- or three-company race.

Source: assignee ranking, 214 families
🔍
Under-claimed sub-areas worth checking before you draft
These branches show low representation relative to the core formulation art and are worth a dedicated freedom-to-operate pass.
Preservative-free multi-dose viscosity systemsNebulized ocular delivery devicesReversible in-situ gelling carriersSterilisation methods for implantable devicesCorneal permeation enhancer chemistry
Rank all filers by momentum →
Recent-year filing momentum by assignee
AssigneeRecent yearYoY
Mati Therapeutics Inc.0
University of Coimbra0
Bausch & Lomb0
Allergan, Inc.0
Sydnexis, Inc.0
Sun Pharmaceutical Industries Ltd.0
Bioadhesive Ophthalmics, Inc.0
Aerpio Therapeutics, Inc.0
Source: Patsnap Eureka. Assignee-level momentum. Derived from a Patsnap search on Ophthalmic Formulation and Ocular Delivery covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
What's Next

Where to take this analysis

The dataset points to a field with settled core claim scope and a few narrower areas still open. Two directions are worth pursuing depending on what you need next.

Run a freedom-to-operate check on implant and sterility claims

A61F implant claims and A61L sterilisation claims are the two subclasses most likely to carry distinct scope from the crowded A61K formulation art. A targeted search across these before drafting new claims will surface the gaps faster than a broad keyword search.

Explore with Patsnap Eureka

Watch for the publication-lag catch-up

The apparent drop to near-zero filings in the last one to two years is partly a reporting artefact; expect revisions upward as pending applications publish. Re-run the trend view in six to twelve months before treating the decline as final.

Track this space in Patsnap Eureka
Source: Patsnap Eureka. Forward-looking reading of the same dataset. Derived from a Patsnap search on Ophthalmic Formulation and Ocular Delivery covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
FAQ

Common questions on this landscape

Answers are grounded in the same dataset. Derived from a Patsnap search on Ophthalmic Formulation and Ocular Delivery covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP

Research Ophthalmic Formulation and Ocular Delivery in depth with Eureka

Go past this page: query the whole ophthalmic formulation and ocular delivery corpus yourself, in your own scope.
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Disclaimer. This page is generated from Patsnap Eureka data drawn from a limited snapshot of global patent and scientific-literature records, and is provided for general information and reference only.

Patent data carries inherent limitations: recent filings (typically the most recent 18–24 months) are under-counted due to standard publication lag; counts may be reported at either a patent-family or a patent-record basis and are not always directly comparable; classification, applicant-name, and citation data may contain errors, duplicates, or omissions; and the underlying search query defines and constrains the scope shown. As a result, the analysis may be incomplete or inaccurate and may not reflect the full technology landscape.

Nothing on this page constitutes an exhaustive prior-art, novelty, freedom-to-operate, or validity search, nor does it constitute legal, financial, investment, or professional advice, and it should not be relied upon as such. Any patent, commercial, or strategic decision should be verified independently and reviewed with qualified patent, legal, and domain professionals. Patsnap makes no warranties, express or implied, as to the accuracy, completeness, or fitness for any particular purpose of the information presented.

Machine translation. Assignee and organisation names originally recorded in Chinese, Japanese or Korean have been rendered into English by an AI translation step so that the tables stay readable. These renderings are best-effort and may not match a company’s registered English name; the original name is what the underlying patent record carries, and it is what any Eureka query launched from this page uses.

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