Ophthalmic Formulation Patents: Leaders, Trends & White Space 2026
- Filings peaked in 2017 at 35 and have declined since, with the 2022 midpoint at just 9 — a signal that active claiming has cooled well before this dataset's cut-off.
- A61K dominates at 211 of 214 records, while A61F implant claims (43) and A61L sterilisation claims (18) mark the two clearest secondary battlegrounds.
- The five most-cited priority documents are all pre-2011 filings, meaning the most influential claim scope in this field was staked out well before the current filing window opened.
Filing growth compares 2021 (22 records) with 2024 (12) — a three-year span. 2024 is the most recent year we treat as complete: publication lags filing by roughly 18 months, so 2025 onwards are still filling in and any growth rate that ends there would understate the field. Top-5 share is the combined record count of the five largest assignees divided by all 214 records in scope (CR5), not by the ranked leaders only.
What this landscape covers
This review tracks 214 patent families filed against ophthalmic formulation, ocular drug delivery and intravitreal implant technology, filtered to documents whose claims or descriptions address corneal permeation, preservative-free composition, sustained ocular release, viscosity-and-comfort trade-offs, or sterility. The IPC filter concentrates on A61K9 (medicinal preparation forms), A61F9 (ophthalmic devices) and A61K47 (carrier and excipient chemistry), which keeps the set focused on formulation and delivery mechanics rather than the active pharmaceutical ingredients themselves.
Filing activity spans 2015 through the 2026 cut-off, though the most recent one to two years are understated because publication typically lags filing by around 18 months. Receiving-office data shows the United States and India as the two largest filing venues, with the EPO and WIPO's PCT route close behind — a spread consistent with a field where generic and specialty-generic entrants file broadly to clear freedom-to-operate before launch.
Filing trend and technology composition
Two views of the same 214-family dataset: how filing volume has moved year over year, and how those filings distribute across the IPC subclasses that make up ophthalmic formulation and delivery.
A field past its filing peak
Annual filings ran from 35 in 2017 down to 9 at the 2022 midpoint and further to 1 in the most recent (partial) year. Read the tail end cautiously — publication lag means 2025-2026 filings are still arriving — but the multi-year decline from the 2017 peak is a real pattern, not an artefact of the cut-off.
Formulation claims dominate; implants and sterility trail
A61K medicinal-preparation claims appear in 211 of 214 records, effectively the entire dataset, confirming this is fundamentally a formulation-chemistry field. A61F implant and prosthesis claims (43) and A61L sterilising/disinfecting claims (18) are the two subclasses most likely to carry distinct, separately defensible claim scope from the core formulation art.
Shares are the percentage of the 214 records in scope. A patent can carry several IPC classes, so the shares add up to more than 100%.
Go deeper on Ophthalmic Formulation and Ocular Delivery with Eureka
This page is one run against one query. Ask Eureka your own question about ophthalmic formulation and ocular delivery and every answer comes back with the patent numbers behind it.
Try EurekaThe documents every freedom-to-operate search will surface
Preservative-free ocular compositions for dry eye disease (US20180153885A1)
Filed by Ocugen, this application claims a preservative-free aqueous ophthalmic formulation built on a nanoemulsion of oil combined with an alpha-2 adrenergic agonist selected for higher alpha-2A than alpha-2B activity, aimed at treating dry eye syndrome and related ocular disorders.Abstract condensed from the published filing; full claim scope should be checked against the granted document.
View full record| # | Publication no. | Patent title | Citations |
|---|---|---|---|
| 1 | US5597559A | Ophthalmic formulation | 76 |
| 2 | US20020064513A1 | Sustained release and long residing ophthalmic formulation and the process of preparing the same | 71 |
| 3 | US6703039B2 | Reversible gelling system for ocular drug delivery | 56 |
| 4 | WO2002072169A2 | Ocular drug delivery nebulizer | 52 |
| 5 | WO2010062394A2 | Implantable ocular drug delivery device and methods | 51 |
| 6 | US20020114778A1 | Reversible gelling system for ocular drug delivery | 40 |
| 7 | WO2019104191A1 | Ophthalmic composition and delivery device thereof | 31 |
| 8 | US20130053374A1 | Ophthalmic composition | 30 |
| 9 | US20130216606A1 | Liposomal formulation for ocular drug delivery | 26 |
| 10 | US20190046434A1 | Non-invasive ocular drug delivery insert technology | 23 |
Citation counts reflect an aggressively cited-searched corpus and skew toward older filings; treat them as a measure of influence on later drafting, not of current commercial relevance.
Each row carries its publication number; clicking a row searches Eureka by that number.
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Browse MCP servers →What the numbers mean for filing strategy
Three read-throughs from the trend, technology mix and citation data that matter for anyone deciding where to file next.
The field has been contracting for years, not months
Peak filing activity in 2017 has given way to a steady decline through the 2022 midpoint of 9 and down to single digits since. This predates any publication-lag distortion at the tail end, so the contraction is a genuine multi-year trend rather than a cut-off artefact.
Formulation chemistry is the entire game
Almost every record in this dataset carries an A61K medicinal-preparation classification. Differentiated claim scope has to come from the secondary subclasses — implant mechanics (A61F, 43 records) or sterilisation method (A61L, 18 records) — rather than from formulation composition alone.
The most influential prior art predates this filing window
Every one of the five most-cited documents in this dataset was filed before the 2015 coverage start, led by a 1990s ophthalmic formulation patent still drawing 76 citations. New filings are being drafted against claim scope staked out a decade or more ago.
US and India lead; PCT and EPO close behind
The United States and India are the two largest receiving offices, with the EPO and WIPO's PCT route not far behind. That spread points to a field where both originator and generic-formulation filers are active across multiple jurisdictions rather than concentrated in one.
Eureka can read the same corpus for gaps instead of for coverage: under-claimed branches adjacent to ophthalmic formulation and ocular delivery, with the prior art for and against each one.
Who is filing, and where the momentum has stalled
The assignee ranking spans originator pharma, specialty ophthalmic firms and university-hospital pairings. Recent-year momentum data across the leading names shows a field where even the most active historical filers have gone quiet in the latest year.
The named leaders have all gone quiet in the latest year
Every assignee tracked for recent-year momentum — from specialty ocular-delivery firms to large originator pharma names — shows zero filings in the most recent year. Given publication lag, some of this is filings still working through the pipeline, but the flatness is consistent across the whole leaderboard rather than isolated to one company.
Co-filing is rare and mostly university-institute pairs
Only ten co-assignee pairings appear across the dataset. The strongest is a university-and-healthcare-group pairing, alongside two originator-plus-named-inventor pairings, suggesting most filing in this space is done solo rather than through joint ventures.
A broad but shallow assignee field
With 214 families spread across the full assignee ranking, no single entity appears to hold runaway volume dominance based on the momentum data available — the field reads as a long tail of originator, generic and academic filers rather than a two- or three-company race.
| Assignee | Recent year | YoY |
|---|---|---|
| Mati Therapeutics Inc. | 0 | — |
| University of Coimbra | 0 | — |
| Bausch & Lomb | 0 | — |
| Allergan, Inc. | 0 | — |
| Sydnexis, Inc. | 0 | — |
| Sun Pharmaceutical Industries Ltd. | 0 | — |
| Bioadhesive Ophthalmics, Inc. | 0 | — |
| Aerpio Therapeutics, Inc. | 0 | — |
Where to take this analysis
The dataset points to a field with settled core claim scope and a few narrower areas still open. Two directions are worth pursuing depending on what you need next.
Run a freedom-to-operate check on implant and sterility claims
A61F implant claims and A61L sterilisation claims are the two subclasses most likely to carry distinct scope from the crowded A61K formulation art. A targeted search across these before drafting new claims will surface the gaps faster than a broad keyword search.
Explore with Patsnap EurekaWatch for the publication-lag catch-up
The apparent drop to near-zero filings in the last one to two years is partly a reporting artefact; expect revisions upward as pending applications publish. Re-run the trend view in six to twelve months before treating the decline as final.
Track this space in Patsnap EurekaCommon questions on this landscape
This dataset identifies 214 patent families published between 2015 and mid-2026 that address ophthalmic formulation, ocular drug delivery or intravitreal implants with claims or descriptions touching corneal permeation, preservative-free composition, sustained release, viscosity-and-comfort, or sterility. That count uses patent families rather than raw document counts, which avoids inflating the total through continuations or multiple jurisdictional filings of the same invention. The true global figure is somewhat higher once documents outside this specific IPC and keyword filter are included, but 214 is a reliable base for competitive analysis within this scope.
Filings in this dataset peaked at 35 in 2017 and fell to 9 by the 2022 midpoint, with only 1 recorded in the latest year. Part of that tail-end drop is a publication-lag artefact — filings typically take about 18 months to publish, so the most recent one to two years will revise upward. But the decline from 2017 through 2022 predates that lag window and reflects a genuine slowdown in new formulation filings, consistent with a field where core claim scope around preservative-free and sustained-release compositions was already well staked out by the mid-2010s.
The assignee ranking spans originator pharmaceutical companies, specialty ophthalmic firms and university-hospital collaborations, with 214 families spread across the field rather than concentrated in two or three dominant filers. Recent-year momentum data shows the leading named assignees — including major ophthalmic and pharma names — all recorded zero filings in the latest tracked year, which likely reflects both a genuine slowdown and publication lag rather than exit from the field. Co-filing is uncommon: only 10 co-assignee pairs were identified across the entire dataset.
US20180153885A1, filed by Ocugen, claims a preservative-free aqueous ophthalmic formulation built on a nanoemulsion of oil combined with an alpha-2 adrenergic agonist selected for higher alpha-2A than alpha-2B agonist activity, targeted at dry eye disease. Anyone formulating a preservative-free nanoemulsion-based dry-eye treatment using an alpha-2 agonist with that same selectivity profile needs to check this filing's granted claim scope directly. It does not block preservative-free formulations built on different carrier chemistries or different active-agent classes, which is where the practical design-around room sits.
Based on IPC composition, A61K formulation claims cover 211 of the 214 records in this dataset, meaning the core chemistry space is heavily occupied. The more open branches sit in the secondary subclasses: A61F implant mechanics (43 records), A61L sterilisation methods for implantable and multi-dose systems (18 records), and specific device mechanics like nebulized delivery or reversible in-situ gelling carriers, which appear far less often. These narrower branches are worth a dedicated claim search before assuming the field is fully closed.
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Disclaimer. This page is generated from Patsnap Eureka data drawn from a limited snapshot of global patent and scientific-literature records, and is provided for general information and reference only.
Patent data carries inherent limitations: recent filings (typically the most recent 18–24 months) are under-counted due to standard publication lag; counts may be reported at either a patent-family or a patent-record basis and are not always directly comparable; classification, applicant-name, and citation data may contain errors, duplicates, or omissions; and the underlying search query defines and constrains the scope shown. As a result, the analysis may be incomplete or inaccurate and may not reflect the full technology landscape.
Nothing on this page constitutes an exhaustive prior-art, novelty, freedom-to-operate, or validity search, nor does it constitute legal, financial, investment, or professional advice, and it should not be relied upon as such. Any patent, commercial, or strategic decision should be verified independently and reviewed with qualified patent, legal, and domain professionals. Patsnap makes no warranties, express or implied, as to the accuracy, completeness, or fitness for any particular purpose of the information presented.
Machine translation. Assignee and organisation names originally recorded in Chinese, Japanese or Korean have been rendered into English by an AI translation step so that the tables stay readable. These renderings are best-effort and may not match a company’s registered English name; the original name is what the underlying patent record carries, and it is what any Eureka query launched from this page uses.