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Sodium-Ion Battery Formation Process Patents: Leaders & White Space 2026

Sodium-Ion Battery Formation Process Patents: Leaders & White Space 2026
https://www.patsnap.com/resources/blog/rd-blog/sodium-ion-battery-formation-process-patent-landscape/ · Patsnap · data cut-off 2026-07-31 · downloaded from the live page
Battery & Energy Storage · Patent Landscape
Sodium-Ion Battery Formation Process Patents: Who Is Filing and Where the Claim Space Is Still Open
  • 87 families, no runaway leader. filings split across Chinese, US and European assignees with no single entity dominating the formation-process claim space.
  • Filing peaked in 2022 at 17 families and has not exceeded that level since, suggesting the core process claims filed early are still being worked out rather than expanded.
  • China receives more than a third of filings (31 of 87) with the US, Europe, India and PCT routes trailing well behind — a geography that should shape where you clear freedom-to-operate first.
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87
Published Records
46%
Top-5 Share of All Records
+240%
3-Yr Growth (lag-adjusted)
CN
Leading Jurisdiction
Published byPatsnap Research··6 min readSourced from Patsnap Eureka
Overview

What this landscape covers

This dataset tracks patent families that combine sodium-ion battery subject matter with formation-process language — SEI formation, aging protocols and formation protocols — classified under the core lithium/sodium cell IPC groups (H01M10/44, H01M10/054, H01M4/1391). It captures the specific step where a fresh cell is first charged and conditioned, not sodium-ion chemistry in general, so the 87 families here are a narrow, formation-specific slice of a much larger sodium-ion patent base.

Publication lags filing by roughly 18 months, so 2025 and 2026 figures in the trend chart are undercounted relative to what will eventually be on the register. Treat the most recent one to two years as a floor, not a ceiling.

Filing activity and IPC composition, 2015-2026
  1. 1CENT NAT DE LA RECH SCI (C N R S)8
  2. 2SORBONNE UNIVERSITE8
  3. 3UNIVERSITE TOULOUSE III PAUL SABATIER8
  4. 4COLLEGE DE FRANCE8
  5. 5ECHION TECH LTD8
  6. 6FARADION LTD6
  7. 7TIAMAT4
  8. 8INDIGENOUS ENERGY STORAGE TECH PVT LTD3
  9. 9BYD CO LTD2
  10. 10UNIV OF SOUTHERN CALIFORNIA2
Source: Patsnap Eureka. Assignee ranking and totals. Derived from a Patsnap search on Sodium-Ion Battery Formation Process covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
The numbers

Filing trend and technology composition

Annual filing counts and the IPC subclasses that formation-process patents most often sit alongside.

Filings rose to a 2022 peak and have not been exceeded since

Zero filings in 2017 gave way to a steady build to 17 families in 2022, the high point of the series to date. No later year has surpassed it, and the 2026 figure is partial, so the honest reading is a plateau rather than a decline.

Filings rose to a 2022 peak and have not been exceeded since051015200201720182019202020211720222023172024202512026Most recent year is partial — publication lag means later filings are not yet visible.

Formation-process claims cluster tightly inside H01M

All 87 families sit in H01M (batteries, cells and fuel cells), with smaller but consistent overlap into inorganic-compound chemistry (C01B, C01G), powder metallurgy and alloys (B22F, C22C) used in electrode/additive preparation, and a thin tail into electrolytic metal production, measurement and capacitors.

Formation-process claims cluster tightly inside H01MH01M · Batteries, cells & fuel cells87100.0%C01B · Non-metallic elements & inorga…78.0%C01G · Compounds of other metals78.0%B22F · Powder metallurgy55.7%C22C · Alloys55.7%C25C · Electrolytic metal production22.3%G01R · Electric & magnetic measurement22.3%H01G · Capacitors22.3%Other89.2%

Shares are the percentage of the 87 records in scope. A patent can carry several IPC classes, so the shares add up to more than 100%.

Source: Patsnap Eureka. Filing trend and technology composition. Derived from a Patsnap search on Sodium-Ion Battery Formation Process covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.

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Key patents

The most-cited and most recent filings

Representative recent filing
EP4579787A22025-07-02

EP4579787A2 — Positive electrode sheet for sodium-ion battery, sodium-ion battery and device (BYD)

BYD COMPANY LIMITED

The filing covers a positive electrode sheet with a sodium replenishment layer between the current collector and the positive coating, using a sodium-rich transition metal oxide replenishment agent alongside a gas-decomposable sacrificial sodium replenishment agent in the coating itself. The two-agent structure is aimed at offsetting sodium loss during formation and cycling.Abstract condensed from the original filing.

EP4579787A2 — patent drawing 1EP4579787A2 — patent drawing 2
View full record
Highest-citation families in this dataset
#Publication no.Patent titleCitations
1CN114149319A一种有机补钠添加剂、正极极片以及在钠离子电池中的应用22
2US20190355976A1Anodes for sodium-ion batteries16
3CN116072994A一种钠离子电池负极材料、负极极片的制备方法和钠离子电池15
4US20160301097A1Ether-based electrolyte for na-ion battery anode13
5CN115663179A一种钠离子电池正极浆料、正极极片、电池、制备方法12
6US20180190990A1Method for producing a positive electrode composite material for Na ion battery11
7US20180190987A1Method to synthesize Na-based electroactive materials10
8GB2588254ALi/Na-ion battery anode materials9
9WO2016202871A1Method for producing a positive electrode composite material for na ion battery7
10EP3985775A1Electrolyte for na-ion battery6

Citation counts favour older filings that have had more time to accumulate references within this corpus; read them as a signal of influence, not current relevance.

Patent titles are shown in the language they were filed in, not translated, so that each record stays verifiable against the original filing — a translated title will not match in Eureka or in any national register. Each row carries its publication number; clicking a row searches Eureka by that number.

Source: Patsnap Eureka. Citation counts and representative records. Derived from a Patsnap search on Sodium-Ion Battery Formation Process covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
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Insights

What the filing pattern tells you

Three read-throughs from the trend, geography and citation data.

Filing plateau
17 in 2022
peak year

Growth has flattened since the 2022 peak

The series climbs from zero in 2017 to 17 families in 2022 and has not exceeded that figure since. That pattern points to a first wave of core formation-process claims already staked out, with later filers narrowing into variants rather than opening new ground.

Filing trend, 2015-2026
Geographic concentration
31 of 87
China filings

China is the primary filing venue by a wide margin

China accounts for 31 of the 87 families, more than the US (18) and Europe (13) combined. Any freedom-to-operate review for formation-process technology should start with the Chinese register before extending to other jurisdictions.

Receiving office split
IPC spread
8 subclasses
adjacent IPCs

Claims reach beyond H01M into materials chemistry

Every family sits in H01M, but a meaningful share also touches inorganic compound chemistry and powder metallurgy/alloys classes, reflecting how formation-process claims frequently bundle in electrode-material or additive composition to broaden coverage.

IPC subclass counts
Co-filing structure
5 pairs
co-assignee links

Collaboration is limited and academic-leaning

Only five co-assignee pairs appear in the dataset, and the strongest recurring links involve a French research centre working with university partners rather than industrial co-developers, suggesting most formation-process filing here is done by single assignees.

Co-assignee pairs
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Collaboration pattern
AssigneeCo-assigneeShared families
French National Centre for Scientific Research (CNRS)Sorbonne University2
French National Centre for Scientific Research (CNRS)College de France2
French National Centre for Scientific Research (CNRS)Paul Sabatier University Toulouse III2
Sorbonne UniversityCollege de France2
Sorbonne UniversityPaul Sabatier University Toulouse III2

The densest co-filing relationships in this dataset are academic-institutional rather than cross-industry, which is unusual for a process technology this close to production.

Source: Patsnap Eureka. Co-assignee relationships and derived observations. Derived from a Patsnap search on Sodium-Ion Battery Formation Process covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
Players

Who is filing, and where the gaps sit

No assignee shows growth in the latest year, and momentum across the tracked filers is flat to negative — consistent with the plateau seen in the overall trend.

Momentum check
0 in latest year
across tracked assignees

Recent-year filing has stalled across the leaderboard

Every assignee tracked for recent-year momentum shows zero filings in the latest year, including one entity down 100% year-on-year. Given the 18-month publication lag, some of this is reporting delay rather than a real stop, but the flat pattern across so many filers is notable.

Recent-year momentum
Filing base
87 families
total tracked

A long tail sits behind a thin group of repeat filers

With 87 families spread across dozens of assignees and no dominant leader in the evidence, the field reads as fragmented rather than consolidated — closer to an emerging sub-niche than a settled technology owned by a handful of majors.

Assignee ranking base
Geographic filter
6 offices
receiving offices tracked

Filing strategy is regionally uneven

China, the US and Europe carry the bulk of filings, with India, PCT and the UK trailing. A filer targeting global coverage from a China-first filing base still has meaningful gaps to close in secondary markets.

Receiving office split
🔍
Under-claimed formation-process sub-areas
Branches with thin filing density relative to the core H01M cluster — worth checking before assuming the space is closed.
Sacrificial sodium replenishment agentsGas-decomposable additive chemistriesFormation-stage SEI aging protocolsPowder-metallurgy electrode pre-treatmentIn-situ formation impedance measurement
Rank all filers by momentum →
Recent-year filing momentum
AssigneeRecent yearYoY
French National Centre for Scientific Research (CNRS)0
Echion Technologies Ltd.0
Faradion Limited0
Tiamat SAS0
INDIGENOUS ENERGY STORAGE TECH PVT LTD0
Hong Kong Applied Science and Technology Research Institute (ASTRI)0-100%
Beian Energy Technology (Jiangsu) Co., Ltd.0-100%
Sorbonne University0
Source: Patsnap Eureka. Assignee-level momentum. Derived from a Patsnap search on Sodium-Ion Battery Formation Process covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
What's next

Where to take this

Two directions depending on whether you need a defensive read or a filing strategy.

Clear freedom-to-operate before scaling formation lines

With China holding over a third of the filings and citation leaders concentrated in electrode-additive and electrolyte claims, a formation-line rollout should check Chinese filings first, then the US and EPO families that cite most heavily within this set.

Run a freedom-to-operate check in Eureka →

Target the under-claimed branches before they fill in

Sacrificial replenishment agents and formation-stage SEI aging protocols show thin filing density relative to the core H01M cluster. A first claim drafted now has more room to move than one filed against the denser 2022-vintage core.

Explore white space with Eureka →
Source: Patsnap Eureka. Forward-looking reading of the same dataset. Derived from a Patsnap search on Sodium-Ion Battery Formation Process covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
FAQ

Common questions on this landscape

Answers are grounded in the same dataset. Derived from a Patsnap search on Sodium-Ion Battery Formation Process covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP

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Disclaimer. This page is generated from Patsnap Eureka data drawn from a limited snapshot of global patent and scientific-literature records, and is provided for general information and reference only.

Patent data carries inherent limitations: recent filings (typically the most recent 18–24 months) are under-counted due to standard publication lag; counts may be reported at either a patent-family or a patent-record basis and are not always directly comparable; classification, applicant-name, and citation data may contain errors, duplicates, or omissions; and the underlying search query defines and constrains the scope shown. As a result, the analysis may be incomplete or inaccurate and may not reflect the full technology landscape.

Nothing on this page constitutes an exhaustive prior-art, novelty, freedom-to-operate, or validity search, nor does it constitute legal, financial, investment, or professional advice, and it should not be relied upon as such. Any patent, commercial, or strategic decision should be verified independently and reviewed with qualified patent, legal, and domain professionals. Patsnap makes no warranties, express or implied, as to the accuracy, completeness, or fitness for any particular purpose of the information presented.

Machine translation. Assignee and organisation names originally recorded in Chinese, Japanese or Korean have been rendered into English by an AI translation step so that the tables stay readable. These renderings are best-effort and may not match a company’s registered English name; the original name is what the underlying patent record carries, and it is what any Eureka query launched from this page uses.

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