https://www.patsnap.com/resources/blog/rd-blog/transcritical-co2-refrigeration-systems-patent-landscape/ · Patsnap · data cut-off 2026-07-31 · downloaded from the live page
Patent Landscape · Refrigeration & Cold Chain
Transcritical CO2 Refrigeration Systems: Who Holds the Patents
  • One leader, then a long tail. the top-ranked assignee holds 50 filings against a fifth place of just 3 and a tenth place of 1 across the 14 companies the ranking covers.
  • Filing already peaked. 2017 was the high point at 11 filings; the count by 2026 has fallen to 1, though the most recent year is undercounted by publication lag.
  • Claims cluster hard in one subclass. F25B refrigeration and heat-pump claims appear in 88.2% of the 76 records in scope, while adjacent classes like B01D and F01C sit under 4%.
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76
Published Records
US
Leading Jurisdiction
14
Active Filers Ranked
2017
Peak Filing Year

Published byPatsnap Research··7 min readSourced from Patsnap Eureka
Overview

What the filing record shows

Transcritical CO2 refrigeration replaces HFC/HFO working fluid with carbon dioxide operated above its critical point, which forces designers to solve gas cooler heat rejection, flash gas handling and parallel compression control that a subcritical system never faces. The 76 published records in scope span 2015 through the 2026 cut-off and were pulled using claim and title/abstract language tied to gas cooler design, flash gas bypass, parallel compression, ambient penalty and system charge and control complexity — the specific engineering problems that separate a workable transcritical CO2 system from a paper one.

Filing peaked in 2017 and has declined since, a pattern consistent with a technology that had an early wave of core system architecture claims followed by fewer new entrants filing foundational IP. Publication lag of roughly 18 months means the 2025-2026 counts are understated and should not be read as the technology going quiet.

Filing activity by year, 2015-2026
  1. 1HEATCRAFT REFRIGERATION PRODUCTS LLC50
  2. 2TIAX LLC10
  3. 3ENERGY RECOVERY INC5
  4. 4CARRIER COMML REFRIGERATI4
  5. 5NORTH CHINA UNIVERSITY OF SCIENCE AND TECHNOLOGY3
  6. 6DIECKMANN JOHN T2
  7. 7WESTPHALEN DETLEF2
  8. 8GEORGIA TECH RES CORP2
  9. 9XI AN JIAOTONG UNIV1
  10. 10VERMA PARMESH1
Source: Patsnap Eureka. Assignee ranking and totals. Derived from a Patsnap search on Transcritical CO2 Refrigeration Systems covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP

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The Numbers

Filing trend and technology composition

Two views of the same 76 records: how filing activity moved year over year, and which IPC subclasses the claims actually sit in.

Filing trend, 2017-2026

2017 is the peak year on record at 11 filings; the count declines from there to 1 by 2026, a year still open to further publications given the ~18-month lag between filing and publication.

Filing trend, 2017-20260369121120172018201920202021202220232024202512026Most recent year is partial — publication lag means later filings are not yet visible.

IPC subclass composition

F25B (refrigeration & heat pumps) covers 88.2% of the 76 records in scope, making it the default claim territory. F25D, F04C, F04F and F28F each sit in the 6-10% range, and B01D, F24F and F01C round out the tail under 4% — these smaller classes are where component-level and separation-process claims cluster rather than full-system claims.

IPC subclass compositionF25B · Refrigeration & heat pumps6788.2%F25D · Refrigerators & cooling810.5%F04C · Rotary-piston pumps79.2%F04F · Pumping by other means56.6%F28F · Heat-exchanger details56.6%B01D · Separation processes (filtrati…33.9%F24F · Air conditioning & ventilation33.9%F01C · Rotary-piston machines22.6%Other45.3%

Shares are the percentage of the 76 records in scope. A patent can carry several IPC classes, so the shares add up to more than 100%.

Source: Patsnap Eureka. Filing trend and technology composition. Derived from a Patsnap search on Transcritical CO2 Refrigeration Systems covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.

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Key Patents

The most-cited records and a representative filing

Representative Filing
US20160258662A12016-09-08

US20160258662A1 — Modulated oversized compressors configuration for flash gas bypass in a carbon dioxide refrigeration system

HEATCRAFT REFRIGERATION PRODUCTS LLC

The present application provides a refrigeration system using a flow of a carbon dioxide refrigerant. The refrigeration system may include a flash tank, a number of temperature suction compressors for a temperature suction cycle, and a flash gas bypass system positioned between the flash tank and the cycle compressors. The flash gas bypass system may include one or more oversized flash gas compressors so as to alternate between the temperature suction cycle and a flash tank suction cycle.Filed by Heatcraft Refrigeration Products LLC, published 2016-09-08.

US20160258662A1 — patent drawing 1US20160258662A1 — patent drawing 2
View full record
Most-cited records in this dataset
#Publication no.Patent titleCitations
1US20060130495A1System and method of refrigeration45
2US20170205120A1Cooling system with low temperature load42
3US20060230765A1Vortex tube refrigeration systems and methods33
4US20160138847A1Transcritical carbon dioxide refrigeration system with multiple ejectors21
5US20170074567A1Cooling System with Low Temperature Load17
6US20160258662A1Modulated oversized compressors configuration for flash gas bypass in a carbon dioxide refrigeration system15
7US7861541B2System and method of refrigeration15
8US20080256974A1Condensate Heat Transfer for Transcritical Carbon Dioxide Refrigeration System14
9CN111546852A一种跨临界二氧化碳电动汽车热管理系统及其控制方法13
10US20170284715A1Cooling system with integrated subcooling13

Citation counts inside a searched corpus favour older filings; treat this as a signal of influence on later work, not of current commercial relevance.

Patent titles are shown in the language they were filed in, not translated, so that each record stays verifiable against the original filing — a translated title will not match in Eureka or in any national register. Each row carries its publication number; clicking a row searches Eureka by that number.

Source: Patsnap Eureka. Citation counts and representative records. Derived from a Patsnap search on Transcritical CO2 Refrigeration Systems covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
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Insights

Reading the concentration and the timing together

The ranking and the trend line point in the same direction: an early architecture wave, dominated by one filer, followed by a thinning field.

Concentration
50 vs. 3
leader vs. fifth place

One filer, then a steep drop

The top-ranked assignee in the 14-company ranking holds 50 filings; fifth place holds only 3 and tenth place just 1. Anyone assessing freedom to operate should treat that leader's portfolio as the first thing to clear, not one entry among many.

Based on the assignee ranking (14 companies, counted in records).
Timing
2017 → 1
peak to latest year

Foundational claims are largely already filed

Filing peaked at 11 records in 2017 and has fallen since, down to 1 by 2026. That is typical of a technology where the core system architecture (gas cooler design, flash tank, parallel compression control) was claimed early and later activity shifted to narrower refinements.

2026 figure is partial; publication lag understates the most recent year.
Claim geography
88.2%
of 76 records in F25B

Almost everyone files in the same subclass

F25B carries the large majority of records, meaning most claims sit in general refrigeration and heat-pump territory rather than the component-specific classes. That concentration makes F25B the crowded room and the smaller classes the places worth a closer look.

IPC shares sum above 100% because records carry multiple classes.
Eureka AI Agent
Looking for what nobody has claimed yet?

Eureka can read the same corpus for gaps instead of for coverage: under-claimed branches adjacent to transcritical co2 refrigeration systems, with the prior art for and against each one.

Find the white space →
Source: Patsnap Eureka. Co-assignee relationships and derived observations. Derived from a Patsnap search on Transcritical CO2 Refrigeration Systems covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
Players

Who is filing, and where the gaps sit

The ranked field runs from one large portfolio down to single-filing entrants, with almost no recent-year activity reported across the tracked assignees.

Leader
50 filings
top of 14-company ranking

A single dominant portfolio

The top assignee's filing count is more than an order of magnitude above the rest of the ranked field, concentrated around flash gas bypass and compressor configuration claims typified by the representative filing above.

Heatcraft Refrigeration Products LLC leads the ranking.
Long tail
1 filing
tenth-place assignee

Most ranked entrants filed once or twice

Beyond the top few positions, filing counts drop to single digits and then to single filings. That pattern suggests narrow, defensive claims rather than broad platform coverage from most entrants.

Fifth place holds 3 filings; tenth place holds 1.
Momentum
0% YoY
most tracked assignees, latest year

Recent-year activity has gone quiet across the board

Every tracked assignee reports zero or flat filings in the latest year, including Energy Recovery Inc at 1 filing and 0% year-on-year. Read this alongside the publication lag rather than as a sign the field is abandoned.

Recent-year momentum reported per assignee in the dataset.
🔍
Under-claimed branches worth a closer look
Where record counts thin out relative to the F25B core, based on the IPC composition in this dataset.
Ejector-assisted flash gas recoveryParallel compression control logicSeparation-process gas/liquid handling (B01D)Rotary-piston compressor variants (F01C)Air-conditioning crossover applications (F24F)
Rank all filers by momentum →
Recent-year filing momentum by assignee
AssigneeRecent yearYoY
Energy Recovery Inc10%
Heatcraft Refrigeration Products LLC0
TIAX LLC0
Carrier Commercial Refrigeration0
North China University of Science and Technology0
Georgia Tech Research Corporation0
WESTPHALEN DETLEF0
DIECKMANN JOHN T0
Source: Patsnap Eureka. Assignee-level momentum. Derived from a Patsnap search on Transcritical CO2 Refrigeration Systems covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
What's Next

Where to take this from here

The dataset points to a mature core and a thinner edge. Two directions follow from that.

Clear the leader's portfolio before designing a flash gas bypass system

With 50 filings concentrated in one assignee's hands, any new flash gas bypass or oversized compressor design should be checked against that portfolio first, using the representative filing as a starting claim map.

Run a freedom-to-operate check in Eureka

Test the under-claimed branches before committing R&D

Separation-process and rotary-piston variants sit under 4% of records. That could mean genuine white space or a route nobody has found commercially viable yet — worth verifying against non-patent literature before filing.

Explore white space with Eureka
Source: Patsnap Eureka. Forward-looking reading of the same dataset. Derived from a Patsnap search on Transcritical CO2 Refrigeration Systems covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP
FAQ

Common questions about this landscape

Answers are grounded in the same dataset. Derived from a Patsnap search on Transcritical CO2 Refrigeration Systems covering 2015–2026, data cut-off 2026-07-31. Counts reflect published records only and shift as new filings publish.Run this in Eureka MCP

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Disclaimer. This page is generated from Patsnap Eureka data drawn from a limited snapshot of global patent and scientific-literature records, and is provided for general information and reference only.

Patent data carries inherent limitations: recent filings (typically the most recent 18–24 months) are under-counted due to standard publication lag; counts may be reported at either a patent-family or a patent-record basis and are not always directly comparable; classification, applicant-name, and citation data may contain errors, duplicates, or omissions; and the underlying search query defines and constrains the scope shown. As a result, the analysis may be incomplete or inaccurate and may not reflect the full technology landscape.

Nothing on this page constitutes an exhaustive prior-art, novelty, freedom-to-operate, or validity search, nor does it constitute legal, financial, investment, or professional advice, and it should not be relied upon as such. Any patent, commercial, or strategic decision should be verified independently and reviewed with qualified patent, legal, and domain professionals. Patsnap makes no warranties, express or implied, as to the accuracy, completeness, or fitness for any particular purpose of the information presented.

Machine translation. Assignee and organisation names originally recorded in Chinese, Japanese or Korean have been rendered into English by an AI translation step so that the tables stay readable. These renderings are best-effort and may not match a company's registered English name; the original name is what the underlying patent record carries, and it is what any Eureka query launched from this page uses.